Hearing Committee

Thomas J. Bakas
Principal
RPM Financial Markets Group LLC
Chicago, Ill.
(term ending February 2022)

Marina Baranovsky
Principal Owner
Scitus Consulting LLC
Resten, Va.
(term ending February 2024)

Bruce Beatus
Tucson, Ariz.
(term ending February 2024)

Mark Berman
CompliGlobe
London, U.K.
(term ending February 2024)

Lawrence S. Block
Managing Director and Chief Compliance Officer
Island Capital Group LLC
New York, N.Y.
(term ending February 2023)

Stephen T. Bobo
Marshall, N.C.
(term ending February 2023)

Dorothy E. Bossung
Executive Vice President
Lowery Asset Consulting LLC
Ft. Myers Beach, Fla.
(term ending February 2024)

Michael Brosius
Division Compliance Officer
Mitsubishi International Corporation
New York, N.Y.
(term ending February 2023)

Calogero B. Carcione
Glenview, Ill.
(term ending February 2024)

Terrence B. Clarke
Wilmette, Ill.
(term ending February 2024)

Clarence Delbridge, III
Prospect Heights, Ill.
(term ending February 2023)

Patricia M. Donahue
LaGrange, Ill.
(term ending February 2024)

Martin F. Doyle
Chicago, Ill.
(term ending February 2023)

Richard A. Driver
Lake Bluff, Ill.
(term ending February 2023)

Mike Frawley
Chief Executive Officer
Newgate Asset Management LLC
New York, N.Y.
(term ending February 2023)

Frank A. Gelber
Chief Financial Officer
Gelber Group LLC
Chicago, Ill.
(term ending February 2024)

Jessica M. Harris
Senior Vice President
Monument Economics Group
Arlington, Va.
(term ending February 2022)

Clifford C. Histed
Partner
K&L Gates LLP
Chicago, Ill.
(term ending February 2024)

Rosemary Hollinger
Partner Up LLC
Cottonwood Heights, Utah
(term expires in February 2022)

Donald L. Horwitz
Highland Park, Ill.
(term ending February 2023)

Lou Illes
President
McFarland Commodities, Inc.
Chicago, Ill.
(term ending February 2022)

John C. Jensen
President
Heritage West Financial, Inc.
San Diego, Calif.
(term ending February 2024)

Peter G. Keenan
Managing Director - Principal
Geneva Alternative Asset Management LLC
Chicago, Ill.
(term ending February 2023)

John R. Kinsella
Ponte Verda Beach, Fla.
(term ending February 2022)

Douglas O. Kitchen
Swift Trading Company
Nashville, Tenn.
(term ending February 2023)

Dennis A. Klejna
New York, N.Y.
(term ending February 2024)

Robert A. Kruchoski
Bonita Springs, Fla.
(term ending February 2023)

Eric L. Kunkes
Rockaway, N.J.
(term ending February 2024)

Timothy J. Lankford
Glenview, Ill.
(term ending February 2024)

Doris Lindbergh
New York, N.Y.
(term ending February 2023)

William T. Maitland
New York, N.Y.
(term ending February 2023)

Christopher Malo
Burr Ridge, Ill.
(term ending February 2023)

Robert G. Marischen
Valparaiso, Ind.
(term ending February 2023)

Gloria J. Matthews Harris
Advance, N.C.
(term ending February 2023)

Timothy G. McDermott
Mount Prospect, Ill.
(term ending February 2024)

Charles R. Mills
Partner
Steptoe & Johnson LLP
Washington, D.C.
(term ending February 2023)

James P. Moran
Goodyear, Ariz.
(term ending February 2024)

Patrick J. Mulchrone
Burr Ridge, Ill.
(term ending February 2023)

E. Bruce Mumford
Director
Chicago, Ill.
(term ending February 2023)

Xuong Nguyen
Chief Operating Officer
StoneX Group Inc.
Chicago, Ill.
(term ending February 2024)

Paul B. O'Kelly
Lakeside, Mich.
(term ending February 2023)

William H. Pauly
Securities Trader
Lisle, Ill.
(term ending February 2023)

Joy Pava-Shulruff
Deerfield, Ill.
(term ending February 2024)

Dean Payton
Glen Ellyn, Ill.
(term ending February 2024)

Wendy Robinson
Watchung, N.J.
(term ending February 2024)

Mary Beth Rooney
Director
Citigroup Global Markets, Inc.
Chicago, Ill.
(term ending February 2024)

Ronney Lynne Rosenberg
Director
Credit Suisse Securities (USA) LLC
New York, N.Y.
(term ending February 2024)

John D. Ruark
Partner
Funkhouser Vegosen Liebman & Dunn LTD.
Chicago, Ill.
(term ending February 2024)

Melinda H. Schramm
MHS Capital Resource, Inc.
Chicago, Ill.
(term ending February 2024)

Carmen D. Soldato
Wheaton, Ill.
(term ending February 2024)

Jon L. Stein
Chief Executive Officer
Kettera Strategies
Chicago, Ill.
(term ending February 2022)

Michael A. Turro
Chief Compliance Officer
Magnetar Capital LLC
Evanston, Ill.
(term ending February 2024)

Frederick G. Uhlmann
Highland Park, Ill.
(term ending February 2022)

Stuart A. Unger
Director of Business Development
The PRICE Futures Group, Inc.
Chicago, Ill.
(term ending February 2022)

Jan R. Waye
Salida, Colo.
(term ending February 2024)