Committees

NFA has a number of committees that offer guidance on its rulemaking and other initiatives. Click on the committee name below to see a list of members.

Futures Commission Merchant Advisory Committee

Eric Aldous
RBC Capital Markets
New York, N.Y.
Term ends February 2024
David Allocco
Citigroup Global Markets, Inc.
New York, N.Y.
Term ends February 2025
Thomas Anderson
ADM Investor Services, Inc.
Chicago, Ill.
Term ends February 2025
Lynette Lim
Phillip Capital, Inc.
Chicago, Ill.
Term ends February 2025
James B. Mackenzie
TD Ameritrade Futures & Forex LLC
Chicago, Ill.
Term ends February 2023
Janet McCormick
Mizuho Securities USA LLC
Chicago, Ill.
Term ends February 2025
Marc Nagel
Ninjatrader Clearing LLC
Chicago, Ill.
Term ends February 2025
Xuong Nguyen
StoneX Group, Inc.
Chicago, Ill.
Term ends February 2024
John Nicholas
SG Americas Securities LLC
New York, N.Y.
Term ends February 2025
Mike Nowak
ABN AMRO Clearing Chicago LLC
Chicago, Ill.
Term ends February 2025
Daniel Ryba
E*TRADE Futures LLC
Chicago, Ill.
Term ends February 2023
Melissa Zierk
R.J. O'Brien & Associates
Chicago, Ill.
Term ends February 2025

Swap Participant Advisory Committee

Andrew Alter
BNP Paribas Securities Corp.
New York, N.Y.
Term ends February 2023
Ashley M. Belich
Royal Bank of Canada
New York, N.Y.
Term ends February 2025
James S. Bernier
PNC Bank NA
Pittsburgh, Pa.
Term ends February 2024
Emilio Jimenez
JP Morgan / Corporate and Investment Bank
New York, N.Y.
Term ends February 2024
Angie Karna
Nomura
New York, N.Y.
Term ends February 2024
Amy Kim
Morgan Stanley
New York, N.Y.
Term ends February 2024
Robert F. Klein
Citigroup Global Markets, Inc.
New York, N.Y.
Term ends February 2023
Dan Dan Liu
Bank of America
New York, N.Y.
Term ends February 2023
Robert Marischen
Shell Trading Risk Management, Inc.
Valparaiso, Ind.
Term ends February 2024
David A. Robertson
Cargill, Incorporated
Wayzata, Minn.
Term ends February 2023

Commodity Pool Operator/Commodity Trading Advisor Advisory Committee

Stephen Berger
Citadel LLC
New York, N.Y.
Term ends February 2023
Michael P. Dever
Brandywine Asset Management, Inc.
Thornton, Pa.
Term ends February 2024
Evan J. Gordon
AQR Capital Management LLC
Greenwich, Conn.
Term ends February 2024
Tobias B. Hekster
True Partner Advisor Limited
Chicago, Ill.
Term ends February 2025
Adam R. Henkel
Invesco Ltd.
Downers Grove, Ill.
Term ends February 2025
David Kavanagh
Dearborn Capital Management LLC
Chicago, Ill.
Term ends February 2023
Thomas Lloyd
Campbell and Company, Inc.
Baltimore, Md.
Term ends February 2023
David G. Pollok
Lighthouse Investment Partners LLC
Palm Beach Gardens, Fla.
Term ends February 2025
Jacob Preiserowicz
T. Rowe Price Associates, Inc.
Baltimore, Md.
Term ends February 2024
Zephram Yowell
PIMCO
Newport Beach, Calif.
Term ends February 2023

Introducing Broker Advisory Committee

Caroline Arnold
TP ICAP
New York, N.Y.
Term ends February 2025
Rodney W. Dow
R.W. Dow Corporation
Garrison, N.Y.
Term ends February 2025
Patrick Gregory
CIH Trading LLC
Chicago, Ill.
Term ends February 2025
Ryan W. Griffeth
Optimus Futures LLC
Northfield, Ill.
Term ends February 2023
Kurt M. Johnson
Archer Financial Services, Inc.
Chicago, Ill.
Term ends February 2025
Michael J. Nugent
MJ Nugent & Company, Inc.
Sonoma, Calif.
Term ends February 2023
Richard C. Schlabs
Schlabs & Hysinger Commodity Services
Hereford, Texas
Term ends February 2024
Matthew D. Zaner
Zaner Financial Services LLC
Chicago, Ill.
Term ends February 2025
Mark G. Bagan
Minneapolis Grain Exchange
Minneapolis, Minn.
Term ends February 2023
Michael T. Burke
HighGround Trading LLC
Chicago, Ill.
Term ends February 2024
Martin Lueck
Aspect Capital Limited
London, U.K.
Term ends February 2023
William F. McCoy
Morgan Stanley
New York, N.Y.
Term ends February 2024
Mary M. McDonnell
McDonnell & Associates
Lake Geneva, Wis.
Term ends February 2024
Gerald F. Corcoran
R.J. O’Brien & Associates LLC
Chicago, Ill.
------
Douglas E. Harris
------
New York, N.Y.
------
Michael H. Moskow
The Chicago Council on Global Affairs
Chicago, Ill.
------
Robert J. Amedeo
------
Evergreen, Colo.
Term ends February 2025
Thomas L. Casey
------
Chicago, Ill.
Term ends February 2024
William Gerlesits
SG Americas Securities LLC
Chicago, Ill.
Term ends February 2024
Angie Karna
Nomura
New York, N.Y.
Term ends February 2025
Sandra E. McCarthy
StoneX Group, Inc.
Kansas City, Mo.
Term ends February 2023
Armand Nakkab
Macquarie
New York, N.Y.
Term ends February 2023
David Pollok
Lighthouse Investment Partners LLC
Palm Beach Gardens, Fla.
Term ends February 2023
Toni M. Rossetti
ED&F Man Capital Markets, Inc
Chicago, Ill.
Term ends February 2025
Eric S. Wolff
------
Chicago, Ill.
Term ends February 2024
Todd E. Petzel
Offit Capital Advisors LLC
New York, N.Y.
------
Michael R. Schaefer
------
New York, N.Y.
------
Don Thompson
JPMorgan Chase & Co.
New York, N.Y.
------
Mark G. Bagan
Minneapolis Grain Exchange
Minneapolis, Minn.
Term ends February 2024
Rosario Chiarenza
Citi
New York, N.Y.
Term ends February 2025
Ruth S. Epstein
------
Chevy Chase, MD
Term ends February 2025
Steven Felsenthal
The Millburn Corporation
New York, N.Y.
Term ends February 2023
Eileen T. Flaherty
The Global Capital Group LTD.
Chicago, Ill.
Term ends February 2024
Douglas E. Harris
------
New York, N.Y.
Term ends February 2023
James R. Klingler
Wells Fargo Advisors LLC
St. Louis, Mo.
Term ends February 2024
Martin Nance
------
New York, N.Y.
Term ends February 2023
Maureen O'Rourke
Dearborn Capital Management LLC
Chicago, Ill.
Term ends February 2024
Jeremy A. Shelton
Allendale, Inc.
McHenry, Ill.
Term ends February 2024
Calogero B. Carcione
------
Glenview, Ill.
------
Terrence B. Clarke
------
Wilmette, Ill.
------
Patricia M. Donahue
------
LaGrange, Ill.
------

Chair

Maureen C. Downs
Phillip Capital, Inc.
Chicago, Ill.
------

Futures Commission Merchants and Introducing Brokers

Michael T. Burke
HighGround Trading LLC
Chicago, Ill.
------
Thomas R. Kadlec
ADM Investor Services, Inc.
Chicago, Ill.
------

Swap Dealers and Major Swap Participants

Seth P. Bender
HSBC Bank, USA NA
New York, N.Y.
------
Don Thompson*
JPMorgan Chase & Co.
New York, N.Y.
------

*Don Thompson is also Vice-Chair of NFA's Board of Directors.

Commodity Pool Operators and Commodity Trading Advisors

Douglas L. Bry
Augur Trading Company
Morrison, Colo.
------
Ernest L. Jaffarian
Efficient Capital Management LLC
Warrenville, Ill.
------

Contract Markets

Mark G. Bagan
Minneapolis Grain Exchange
Minneapolis, Minn.
------
Julie Holzrichter
CME Group
Chicago, Ill.
------

Public Representatives

Michael C. Dawley
BlueFin Partners LLC
New York, N.Y.
------
Arthur W. Hahn
------
Chicago, Ill.
------
Mary M. McDonnell
McDonnell & Associates
Lake Geneva, Wis.
------
Michael H. Moskow
The Chicago Council on Global Affairs
Chicago, Ill.
------
Todd E. Petzel
Offit Capital Advisors LLC
New York, N.Y.
------

Non-Voting Member of the Executive Committee

Thomas W. Sexton, III
National Futures Association
Chicago, Ill.
------
Maria Chiodi
Credit Suisse Securities (USA) LLC
New York, N.Y.
------
David S. Goone
Intercontinental Exchange, Inc.
Chicago, Ill.
Martin Lueck
Aspect Capital Limited
London, U.K.
------
Mark L. Mauer
StoneX Markets LLC
Chicago Ill.
------
Ronald S. Oppenheimer
------
Boca Raton, Fla.
------
Michael R. Schaefer
------
New York, N.Y.
------
Don Thompson
JP Morgan Chase & Co.
New York, N.Y.
------
Martin J. Gepsman
------
Chicago, Ill.
------
James E. Oliff
------
Deerfield, Ill.
------
Stuart A. Unger
The PRICE Futures Group, Inc.
Chicago, Ill.
------
Thomas J. Bakas
RPM Financial Markets Group LLC
Chicago, Ill.
Term ends February 2025
Marina Baranovsky
Scitus Consulting LLC
Reston, Va.
Term ends February 2024
Bruce Beatus
------
Tucson, Ariz.
Term ends February 2024
Mark Berman
CompliGlobe
London, U.K.
Term ends February 2024
Lawrence S. Block
Island Capital Group LLC
New York, N.Y.
Term ends February 2023
Stephen T. Bobo
------
Marshall, N.C.
Term ends February 2023
Dorothy E. Bossung
Lowery Asset Consulting LLC
Ft. Myers Beach, Fla.
Term ends February 2024
Michael Brosius
Mitsubishi International Corporation
New York, N.Y.
Term ends February 2023
Calogero B. Carcione
------
Glenview, Ill.
Term ends February 2024
Terrence B. Clarke
------
Wilmette, Ill.
Term ends February 2024
Clarence Delbridge, III
------
Prospect Heights, Ill.
Term ends February 2023
Patricia M. Donahue
------
La Grange, Ill.
Term ends February 2024
Martin F. Doyle
------
Chicago, Ill.
Term ends February 2023
Richard A. Driver
------
Lake Bluff, Ill.
Term ends February 2023
Mike Frawley
Newgate Asset Management LLC
New York, N.Y.
Term ends February 2023
Frank A. Gelber
Gelber Group LLC
Chicago, Ill.
Term ends February 2024
Jessica M. Harris
Monument Economics Group
Arlington, Va.
Term ends February 2025
Clifford C. Histed
K&L Gates LLP
Chicago, Ill.
Term ends February 2024
Rosemary Hollinger
Partner Up LLC
Cottonwood Heights, Utah
Term ends February 2025
Donald L. Horwitz
------
Highland Park, Ill.
Term ends February 2023
Lou Illes
McFarland Commodities, Inc.
Chicago, Ill.
Term ends February 2025
Oliver Jakob
------
Larchmont, N.Y.
Term ends February 2025
John C. Jensen
Heritage West Financial, Inc.
San Diego, Calif.
Term ends February 2024
John Matthew Keel
E*Trade Financial Corporation
Chicago, Ill.
Term ends February 2023
Peter G. Keenan
Geneva Alternative Asset Management LLC
Chicago, Ill.
Term ends February 2023
John R. Kinsella
------
Ponte Verda Beach, Fla.
Term ends February 2025
Douglas O. Kitchen
Swift Trading Company
Nashville, Tenn.
Term ends February 2023
Dennis A. Klejna
------
New York, N.Y.
Term ends February 2024
Robert A. Kruchoski
------
Bonita Springs, Fla.
Term ends February 2023
Matt Kulkin
Steptoe & Johnson LLP
Washington, D.C.
Term ends February 2025
Eric L. Kunkes
------
Highmount, N.Y.
Term ends February 2024
Timothy J. Lankford
------
Glenview, Ill.
Term ends February 2024
Doris Lindbergh
------
New York, N.Y.
Term ends February 2023
William T. Maitland
------
New York, N.Y.
Term ends February 2023
Christopher Malo
------
Burr Ridge, Ill.
Term ends February 2023
Robert G. Marischen
Shell Trading Risk Management, Inc.
Valparaiso, Ind.
Term ends February 2023
Gloria J. Matthews Harris
------
Advance, N.C.
Term ends February 2023
Timothy G. McDermott
------
Mount Prospect, Ill.
Term ends February 2024
Charles R. Mills
Bracewell LLP
Washington, D.C.
Term ends February 2023
James P. Moran
------
Goodyear, Ariz.
Term ends February 2024
Patrick J. Mulchrone
------
Burr Ridge, Ill.
Term ends February 2023
E. Bruce Mumford
------
Chicago, Ill.
Term ends February 2023
Xuong Nguyen
StoneX Group, Inc.
Chicago, Ill.
Term ends February 2024
Paul B. O'Kelly
------
Lakeside, Mich.
Term ends February 2023
William H. Pauly
------
Lisle, Ill.
Term ends February 2023
Joy Pava-Shulruff
------
Deerfield, Ill.
Term ends February 2024
Dean Payton
------
Glen Ellyn, Ill.
Term ends February 2024
Wendy Robinson
------
Watchung, N.J.
Term ends February 2024
Mary Beth Rooney
Citigroup Global Markets, Inc.
Chicago, Ill.
Term ends February 2024
Ronney Lynne Rosenberg
Credit Suisse Securities (USA) LLC
New York, N.Y.
Term ends February 2024
John D. Ruark
Funkhouser Vegosen Liebman & Dunn LTD.
Chicago, Ill.
Term ends February 2024
Melinda H. Schramm
------
Chicago, Ill.
Term ends February 2024
Carmen D. Soldato
------
Wheaton, Ill.
Term ends February 2024
Jon L. Stein
Kettera Strategies
Chicago, Ill.
Term ends February 2025
Michael A. Turro
Magnetar Capital LLC
Evanston, Ill.
Term ends February 2024
Frederick G. Uhlmann
------
Highland Park, Ill.
Term ends February 2025
Stuart A. Unger
The PRICE Futures Group, Inc.
Chicago, Ill.
Term ends February 2025
Jan R. Waye
------
Salida, Colo.
Term ends February 2024
Michael T. Burke
HighGround Trading LLC
Chicago, Ill.
Term ends February 2024
Ronald H. Filler
New York Law School
Naples, Fla.
Term ends February 2023
Thomas R. Kadlec
ADM Investor Services, Inc.
Chicago, Ill.
Term ends February 2023
Ronald S. Oppenheimer
-------
Boca Raton, Fla.
Term ends February 2024
Constance R. Wick
Crabel Capital Management
Milwaukee, Wis.
Term ends February 2024

Futures Commission Merchant Nominating Subcommittee

David Allocco
Citigroup Global Markets, Inc.
New York, N.Y.
Term ends February 2025
William Gerlesits
SG Americas Securities LLC
Chicago, Ill.
Term ends February 2024
James B. Mackenzie
TD Ameritrade Futures and Forex LLC
Chicago, Ill.
Term ends February 2023

Swap Participant Nominating Subcommittee

Syed R. Ali
Barclays PLC
New York, N.Y.
Term ends February 2025
Ashley Belich
Royal Bank of Canada
New York, N.Y.
Term ends February 2024
Gregory A. Todd
Bank of America-Merrill Lynch
New York, N.Y.
Term ends February 2023

Commodity Pool Operator and Commodity Trading Advisor Nominating Subcommittee

David G. Pollok
Lighthouse Investment Partners LLC
Palm Beach Gardens, Fla.
Term ends February 2023
Simon Raykher
Kepos Capital LP
New York, N.Y.
Term ends February 2025
James W. Slutsky
Graham Capital Management LP
Rowayton, Conn.
Term ends February 2024

Introducing Broker Nominating Subcommittee

William B. Gallwas
Striker Securities, Inc.
Elmhurst, Ill.
Term ends February 2023
Steven J. Georgy
Allendale, Inc.
McHenry, Ill.
Term ends February 2024
Trent Hurley
Hurley & Associates, Inc.
Charleston, Mo.
Term ends February 2025
Calogero B. Carcione
------
Glenview, Ill.
Term ending February 2023
Terrence B. Clarke
------
Wilmette, Ill.
Term ending February 2023
Frank A. Gelber
Gelber Group LLC
Chicago, Ill.
Term ending February 2023