NFA Leadership

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Tom Sexton Thomas W. Sexton, III
President and CEO

Dan Driscoll Daniel A. Driscoll
Special Policy Advisor

Ed Dasso Edward J. Dasso, III
Senior Vice President
Market Regulation

Dave Hawrysz David L. Hawrysz
Senior Vice President, CFO and Treasurer
Treasurer's Office 

Tim McHenry Timothy J. McHenry
Senior Vice President
Information Systems

Michael Otten Michael Otten
Senior Vice President
OTC Derivatives

Regina Thoele Regina G. Thoele
Senior Vice President
Compliance

Carol Woodimg Carol A. Wooding
Senior Vice President
General Counsel and Secretary

Karen Wuertz Karen K. Wuertz
Senior Vice President
External Affairs and Communications

Nancy Bohanon Nancy C. Bohanon
Vice President
Human Resources

Lauren Brinati Lauren Brinati
Vice President
Chief Strategy and Risk Officer

Yvette Christman Yvette Christman
Vice President
Registration

Arbitration

Heather Cook
Manager

Compliance

Kathleen Clapper
Managing Director, Compliance

Joseph Hawrysz
Managing Director, Compliance

Patricia Cushing
Director, Audit Management and Education

Tracey Hunt
Director, Compliance

Mary McHenry
Director, Compliance

Victoria McLaughlin
Director, Compliance

Silmar Murray
Director, Examinations

Valerie O'Malley
Director, Examinations

Sharon Pendleton
Director

Christine Roche
Director, Compliance

Jennifer Sunu
Director, Examinations

Cheryl Tulino
Director, Examinations

Susan Koprowski
Associate Director

Shane O'Mara
Associate Director, Investigation

Brian Rothfuss
Associate Director, Compliance Systems & Management

External Affairs and Communications

Christie Hillsman
Associate Director, External Affairs & Communications

General Counsel

Ronald V. Hirst
Associate General Counsel

Cynthia Cain Ioannacci
Associate General Counsel

Anne Joves
Associate General Counsel

Tim Kaiser
Assistant General Counsel

Heather O'Hara
Assistant General Counsel

Elizabeth Sheridan
Assistant General Counsel

Human Resources

Carrie E. Baffes
Managing Director

Mary Bayazid
Director, Diversity and Inclusion

Kimberly Williams
Associate Director

Information Systems

Steve E. Earl
Managing Director

Patricia Finnegan
Managing Director

Vince Tabor
Managing Director

Matt Williams
Managing Director

Lisa Guess
Director

Kathleen Owens
Director

Todd Smith
Director

Joseph Taylor
Director

Zohaib Baig
Associate Director

Eric Geist
Associate Director

Atul Shah
Associate Director

Market Regulation

Marc St. Amand
Associate Director

Office of Professional Development

Kurt A. Krueger
Director

Emma Ricchio
Associate Director

OTC Derivatives

Alessandra Riccardi
Managing Director, Models and Risk

Dale Spoljaric
Managing Director, Capital/Exam Design

Radcliffe Allen
Director

Shuna Awong
Director

Abigail Campbell
Director

Antonina Harden
Director

Jamie Syrek
Director

Mark Kloet
Associate Director

Tammy Wong
Associate Director

Registration

Chris Brettman
Associate Director, Business Systems & Info Center

Jay Nichols
Associate Director, Investigations & Restitution

Treasurer's Office

Tanika Pierre
Director

Michael Saturley
Director