NFA Leadership

Tom Sexton President and CEO

THOMAS W. SEXTON, III
President and CEO

Dan Driscoll Special Policy Advisor DANIEL A. DRISCOLL
Special Policy Advisor

Ed Dasso Senior Vice President Market Regulation EDWARD J. DASSO, III
Senior Vice President
Market Regulation

Dave Hawrysz Senior Vice President CFO and Treasurer DAVID L. HAWRYSZ
Senior Vice President, CFO and Treasurer
Treasurer's Office 

Tim McHenry Senior Vice President Information Systems TIMOTHY H. MCHENRY
Senior Vice President
Information Systems

Michael Otten Senior Vice President OTC Derivatives MICHAEL OTTEN
Senior Vice President
OTC Derivatives

Regina Thoele Senior Vice President Compliance REGINA G. THOELE
Senior Vice President
Compliance

Carol Wooding Senior Vice President General Counsel and Secretary CAROL A. WOODING
Senior Vice President
General Counsel and Secretary

Karen Wuertz KAREN K. WUERTZ
Senior Vice President
External Affairs and Communications

Nancy Bohanon Vice President Human Resources NANCY C. BOHANON
Vice President
Human Resources

Lauren Brinati Chief Strategy and Risk Officer LAUREN BRINATI
Vice President
Chief Strategy and Risk Officer

Yvette Christman Vice President RegistrationYVETTE CHRISTMAN
Vice President
Registration

Dale Spoljaric Senior Vice President Capital and Exams DALE SPOLJARIC
Vice President
Capital and Exams

Arbitration

HEATHER COOK
Manager

Compliance

KATHLEEN CLAPPER
Managing Director, Compliance

JOSEPH HAWRYSZ
Managing Director, Compliance

PATRICIA CUSHING
Director, Audit Management and Education

TRACEY HUNT
Director, Compliance

MARY MCHENRY
Director, Compliance

VICTORIA MCLAUGHLIN
Director, Compliance

SILMAR MURRAY
Director, Examinations

VALERIE O'MALLEY
Director, Examinations

SHARON PENDLETON
Director

CHRISTINE ROCHE
Director, Compliance

JENNIFER SUNU
Director, Examinations

CHERLY TULINO
Director, Examinations

SUSAN KOPROWSKI
Associate Director

BRIAN ROTHFUSS
Associate Director, Compliance Systems and Management

 

External Affairs and Communications

CHRISTIE HILLSMAN
Associate Director, External Affairs & Communications

General Counsel

CYNTHIA CAIN IOANNACCI
Associate General Counsel

ANNE JOVES
Associate General Counsel

BRIGID BROWN
Assistant General Counsel

TIM KAISER
Assistant General Counsel

HEATHER O'HARA
Assistant General Counsel

ELIZABETH SHERIDAN
Assistant General Counsel

Human Resources

CARRIE E. BAFFES
Managing Director

MARY BAYAZID
Director, Diversity and Inclusion

KIMBERLY WILLIAMS
Director, Human Resources

Information Systems

STEVE E. EARL
Managing Director

PATRICIA FINNEGAN
Managing Director

VINCE TABOR
Managing Director

LISA GUESS
Director

KATHLEEN OWENS
Director

TODD SMITH
Director

JOSEPH TAYLOR
Director

ZOHAIB BAIG
Associate Director

ERIC GEIST
Associate Director

ENGIN GURSOY
Associate Director

DAVID ROSENBERG
Associate Director

ATUL SHAH
Associate Director

Market Regulation

MARC ST. AMAND
Associate Director

Office of Professional Development

KURT A. KRUEGER
Director

EMMA RICCHIO
Associate Director

 

OTC Derivatives

RADCLIFFE ALLEN
Managing Director, Exams

ALESSANDRA RICCARDI
Managing Director, Models and Risk

SHUNA AWONG
Director

ABIGAIL CAMPBELL
Director

ANTONINA HARDEN
Director

JAMIE SYREK
Director

MARK KLOET
Associate Director

TAMMY WONG
Associate Director

 

Registration

CHRIS BRETTMAN
Associate Director, Business Systems & Info Center

JAY NICHOLS
Associate Director, Investigations & Restitution

 

Treasurer's Office

TANIKA PIERRE
Director

MICHAEL SATURLEY
Director