NFA Leadership
THOMAS W. SEXTON, III
President and CEO
DANIEL A. DRISCOLL
Special Policy Advisor
EDWARD J. DASSO, III
Senior Vice President
Market Regulation
DAVID L. HAWRYSZ
Senior Vice President, CFO and Treasurer
Treasurer's Office
TIMOTHY H. MCHENRY
Senior Vice President
Information Systems
MICHAEL OTTEN
Senior Vice President
OTC Derivatives
REGINA G. THOELE
Senior Vice President
Compliance
CAROL A. WOODING
Senior Vice President
General Counsel and Secretary
KAREN K. WUERTZ
Senior Vice President
External Affairs and Communications
NANCY C. BOHANON
Vice President
Human Resources
LAUREN BRINATI
Vice President
Chief Strategy and Risk Officer
YVETTE CHRISTMAN
Vice President
Registration
DALE SPOLJARIC
Vice President
Capital and Exams
Arbitration
HEATHER COOK
Manager
Compliance
KATHLEEN CLAPPER
Managing Director, Compliance
JOSEPH HAWRYSZ
Managing Director, Compliance
PATRICIA CUSHING
Director, Audit Management and Education
TRACEY HUNT
Director, Compliance
MARY MCHENRY
Director, Compliance
VICTORIA MCLAUGHLIN
Director, Compliance
SILMAR MURRAY
Director, Examinations
VALERIE O'MALLEY
Director, Examinations
SHARON PENDLETON
Director
CHRISTINE ROCHE
Director, Compliance
JENNIFER SUNU
Director, Examinations
CHERLY TULINO
Director, Examinations
SUSAN KOPROWSKI
Associate Director
BRIAN ROTHFUSS
Associate Director, Compliance Systems and Management
External Affairs and Communications
CHRISTIE VON OHLEN
Associate Director, External Affairs & Communications
General Counsel
CYNTHIA CAIN IOANNACCI
Associate General Counsel
ANNE JOVES
Associate General Counsel
BRIGID BROWN
Assistant General Counsel
TIM KAISER
Assistant General Counsel
HEATHER O'HARA
Assistant General Counsel
MICHAEL SCHORSCH
Assistant General Counsel
ELIZABETH SHERIDAN
Assistant General Counsel
Human Resources
CARRIE E. BAFFES
Managing Director
MARY BAYAZID
Director, Diversity and Inclusion
KIMBERLY WILLIAMS
Director, Human Resources
Information Systems
STEVE E. EARL
Managing Director
PATRICIA FINNEGAN
Managing Director
VINCE TABOR
Managing Director
LISA GUESS
Director
KATHLEEN OWENS
Director
TODD SMITH
Director
JOSEPH TAYLOR
Director
ZOHAIB BAIG
Associate Director
ERIC GEIST
Associate Director
ENGIN GURSOY
Associate Director
DAVID ROSENBERG
Associate Director
ATUL SHAH
Associate Director
Market Regulation
MARC ST. AMAND
Associate Director
Office of Professional Development
KURT A. KRUEGER
Director
EMMA RICCHIO
Associate Director
OTC Derivatives
RADCLIFFE ALLEN
Managing Director, Exams
ALESSANDRA RICCARDI
Managing Director, Models and Risk
SHUNA AWONG
Director
ABIGAIL CAMPBELL
Director
ANTONINA HARDEN
Director
JAMIE SYREK
Director
MARK KLOET
Associate Director
Registration
CHRIS BRETTMAN
Associate Director, Business Systems & Info Center
JAY NICHOLS
Associate Director, Investigations & Restitution
Treasurer's Office
TANIKA PIERRE
Director
MICHAEL SATURLEY
Director