Arbitration Education & Resources

All Dates 2020 2017 2016 2015 2011 2009 2008 2007 2004 2003 1998 1997 1992 All Types HTM Document Online Learning Program PDF Document Rulebook All Audiences Arbitrator Investor Member

Type	Title	Date	Audience	Summary
	NFA Member Arbitration Claim Form	October 19, 2020	Member	Claim forms and supporting documents should be emailed to ArbitrationDocumentation@nfa.futures.org. Subject lines should read: Arbitration Claim and Supporting Documentation.
	NFA Customer Arbitration Claim Form	October 19, 2020	Investor	Claim forms and supporting documents should be emailed to ArbitrationDocumentation@nfa.futures.org. Subject lines should read: Arbitration Claim and Supporting Documentation.
	Conducting a Virtual Arbitration Hearing	August 25, 2020	Arbitrator	NFA held a live webinar on Tuesday, August 25, 2020 to provide tips and guidelines for conducting a virtual arbitration hearing, as well as an overview of where arbitrators can find useful information and resources on NFA's website.
	NFA Arbitrator Online Training Program	August 14, 2017	Arbitrator	Arbitrators may complete any one of NFA's training modules to satisfy their training requirement for three years.
	NFA's Code of Arbitration	November 19, 2016	Investor	Set of rules that govern the customer arbitration process.
	NFA Arbitration: Customer Arbitration Guide	February 1, 2015	Investor	Provides an in-depth discussion of the arbitration process.
	Arbitration Interpretive Notice	April 15, 2011	Investor, Member	Lists the standard documents to be exchanged under Section 8 of NFA's Code of Arbitration.
	NFA Arbitration: Procedural Guide for Member Disputes	January 1, 2009	Member	Provides an in-depth discussion of the arbitration process.
	NFA Arbitrators: Chairperson's Handbook	January 1, 2008	Arbitrator	Offers guidance to those responsible for chairing NFA hearings.
	Procedural Guide for NFA Arbitrators	January 1, 2007	Arbitrator	Provides an overview of the NFA arbitration process from the perspective of an arbitrator.
	Code of Ethics for Arbitrators in Commercial Disputes	March 1, 2004	Arbitrator	Guidance on ethical responsibilities for arbitrators.
	Understanding Legal Terminology in NFA Arbitration Cases	November 1, 2003	Investor, Member	A guide to help parties who are not represented by lawyers ("pro se") to understand some of the more complicated legal issues that may affect their ability to file a claim at NFA or in any other forum.
	Legal and Procedural Issues for NFA Arbitrators	January 1, 1998	Arbitrator	Highlights issues that frequently occur in futures-related disputes.
	NFA Interpretive Notice	December 1, 1997	Member	Lists the standard documents to be exchanged under Section 7 of NFA's Member Arbitration Rules.
	NFA's Member Arbitration Rules	February 18, 1992	Member	Set of rules that govern the Member arbitration process.