Arbitration Education & Resources



Type Title Year Audience Summary
HTM Document Conducting a Virtual Arbitration Hearing 2020 Arbitrator NFA held a live webinar on Tuesday, August 25, 2020 to provide tips and guidelines for conducting a virtual arbitration hearing, as well as an overview of where arbitrators can find useful information and resources on NFA's website.
PDF Document NFA Arbitration: Customer Arbitration Guide 2015 Investor Provides an in-depth discussion of the arbitration process.
PDF Document NFA Arbitration: Procedural Guide for Member Disputes 2009 Member Provides an in-depth discussion of the arbitration process.
PDF Document NFA Arbitrators: Chairperson's Handbook 2008 Arbitrator Offers guidance to those responsible for chairing NFA hearings.
PDF Document Procedural Guide for NFA Arbitrators 2007 Arbitrator Provides an overview of the NFA arbitration process from the perspective of an arbitrator.
PDF Document Code of Ethics for Arbitrators in Commercial Disputes 2004 Arbitrator Guidance on ethical responsibilities for arbitrators.
PDF Document Understanding Legal Terminology in NFA Arbitration Cases 2003 Investor, Member A guide to help parties who are not represented by lawyers ("pro se") to understand some of the more complicated legal issues that may affect their ability to file a claim at NFA or in any other forum.
PDF Document Legal and Procedural Issues for NFA Arbitrators 1998 Arbitrator Highlights issues that frequently occur in futures-related disputes.