HTM Document
NFA Arbitration: Customer Arbitration Guide
2025
Arbitrator
Provides an in-depth discussion of the arbitration process.
PDF Document
NFA Arbitration: Procedural Guide for Member Disputes
2009
Member
Provides an in-depth discussion of the arbitration process.
PDF Document
NFA Arbitrators: Chairperson's Handbook
2008
Arbitrator
Offers guidance to those responsible for chairing NFA hearings.
PDF Document
Procedural Guide for NFA Arbitrators
2007
Arbitrator
Provides an overview of the NFA arbitration process from the perspective of an arbitrator.
PDF Document
Code of Ethics for Arbitrators in Commercial Disputes
2004
Arbitrator
Guidance on ethical responsibilities for arbitrators.
PDF Document
Understanding Legal Terminology in NFA Arbitration Cases
2003
Investor, Member
A guide to help parties who are not represented by lawyers ("pro se") to understand some of the more complicated legal issues that may affect their ability to file a claim at NFA or in any other forum.
PDF Document
Legal and Procedural Issues for NFA Arbitrators
1998
Arbitrator
Highlights issues that frequently occur in futures-related disputes.
