Compliance Examiner

Department: OTC Derivatives Compliance

Location: New York, NY

Travel Requirements: 20-50%

Job ID:  355

LIFE AT NFA
NFA is committed to creating an exceptional work environment. Learn from staff how NFA fosters a culture of diversity, ongoing learning and development, and work-life balance.

 

When you join NFA as a Compliance Examiner, you will gain unique insight into the global derivatives industry and its regulatory framework, utilizing your critical thinking, data analysis and risk assessment skills every day.

Bring your analytical and innovative mindsets. Bring your thirst for knowledge and learning. Bring a healthy skepticism and an eye for detail.

Beginning your first day and throughout your career, you'll gain exceptional experiences, personalized learning and invaluable coaching and mentoring. We believe in nurturing talent to develop future NFA and industry leaders.

What you'll do:

You'll join a high-performing team of dedicated problem solvers to develop innovative investigative strategies in support of our important regulatory mission. Along with technology, you will leverage your human curiosity to analyze documents, procedures and financial statements. As a team, you'll evaluate your findings for possible compliance deficiencies or rule violations and provide insight on the corrective action needed.

What we’re looking for:

Detail-oriented, driven individuals thrive in this collaborative, analytical role. We value diverse perspectives and are looking for motivated applicants with a broad range of backgrounds and experiences. If you're eager to apply your critical thinking abilities to serve a public good—supporting the integrity of the derivatives markets—and meet the qualifications below, we encourage you to apply to join our team as a Compliance Examiner.

  • Bachelor's degree in a business-oriented major
  • Nine hours of accounting, including an intermediate accounting class
  • Overall GPA of 3.0 on a 4.0 scale
  • Ability to apply the appropriate level of professional skepticism to assignments
  • Ability to work effectively in a team environment

Why choose NFA?

We understand how important culture is to an organization, and we pursue a culture of excellence where every NFA employee, regardless of circumstances, can succeed. Our workforce respects and celebrates each employee's diversity, unique values and abilities, all of which mold our creative approach to regulation. Most importantly, we believe that our diverse, inclusive workforce makes NFA a friendly, supportive and enjoyable place to work.


MAKE OUR MISSION YOUR CAREER
NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry. NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities.

Benefits

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Our Culture

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Our People

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NFA Cares

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