Annual Questionnaire

As part of the NFA membership application process, registration categories including futures commission merchants (FCM), retail foreign exchange dealers (RFED), introducing brokers (IB), commodity pool operators (CPO), and commodity trading advisors (CTA) must complete an Annual Questionnaire. The questionnaire provides NFA with information to better understand the composition of its membership. Member firms must, at a minimum, complete the Annual Questionnaire on the anniversary of their NFA membership date. It is encouraged that Members update questionnaires throughout the year with any changes in the Member's business operations.