August 24, 2021: NFA has learned of a recent phishing campaign that involves fraudulent emails purporting to be from NFA staff. These emails have a source domain name "" and are not legitimate. All legitimate emails from NFA will come from an address ending in "," or "" in the case of NFA's Swaps Proficiency Requirements. NFA reminds all Members to diligently scrutinize the sender's address for any email purportedly sent by NFA.

Annual Questionnaire

As part of the NFA membership application process, registration categories including futures commission merchants (FCM), retail foreign exchange dealers (RFED), introducing brokers (IB), commodity pool operators (CPO), commodity trading advisors (CTA), and swap dealers (SD) must complete an Annual Questionnaire. The questionnaire provides NFA with information to better understand the composition of its membership. Member firms must, at a minimum, complete the Annual Questionnaire on the anniversary of their NFA membership date. It is encouraged that Members update questionnaires throughout the year with any changes in the Member's business operations.

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