Skip to Main Content
Glassdoor
Email a Friend
CPO Education
Enforcement Actions
Investor Library
Investors
Member Notices
Members
Registration
Rulebook
Basic
Print
Search
Alerts
Audio Conference
Online Learning Programs
Podcast
Video Tutoirals
Webinars
Workshops
Document Type ai
Document Type css
Document Type doc
Document Type eps
Document Type gif
Document Type htm
Document Type jpg
Document Type js
Document Type mp3
Document Type pdf
Document Type plain
Document Type png
Document Type ppt
Document Type txt
Document Type xls
Document Type zip
Electronic Filing Systems
NFA Rulebook
Online Registration System
File a Complaint
About
News & Notices
Members
Registration
Investors
Careers
Home
FAQs
Members
Futures Commission Merchant (FCM) FAQs
Futures Commission Merchant (FCM) FAQs
Select a topic to see answers to frequently asked questions.
Anti-Money Laundering (AML) Programs
Bylaw 1101—Doing Business with Non-Members
Cybersecurity/Information Security
Enhanced Supervisory Requirements
Examinations
Financial Requirements
Forex & Swap Activity
NFA Assessment Fees
Promotional Material
Subscribe to NFA Email Communications
Email Address
Subscribe
Manage Subscriptions
