FCM Financial Information

Futures commission merchants (FCMs) file financial reports with NFA that provide greater transparency into an FCM's financial information. NFA's BASIC system provides summary reports which can be accessed by clicking on "View Financial Information."

After clicking "View Financial Information," you will then arrive at the Financial Data Reporting page, which will include the following links:

  • Capital Report;
  • Customer Segregated Funds Report;
  • Customer Secured Amount Funds Report; and
  • Cleared Swaps Customer Collateral Report.

These reports show the most recent monthly or semi-monthly financial data. Users may view historical information by clicking "View More".

If you have any questions regarding the information provided, please contact NFA's Information Center.