Investor Newsletters

NFA issues quarterly newsletters to provide investors with information on recent initiatives, helpful resources and upcoming events.

February 2024

Issue Highlights:

  • National Consumer Protection Week
  • Joint Investor Alert: Artificial Intelligence (AI) and Investment Fraud
  • FINRA Investor Alert: Social Media ‘Investment Group’ Imposter Scams on the Rise
  • CFTC Customer Advisory: AI Won’t Turn Trading Bots into Money Machines
  • Recent Enforcement Actions

November 2023

Issue Highlights:

  • Webinar: Recent Fraud Trends and Tips for Avoiding Them
  • Investor Bulletin: World Investor Week 2023
  • Pretexting: Fact or Fiction? (FINRA Investor Insights)
  • Informed Investor Advisory: Other People’s Money Investment Scams
  • Recent Enforcement Actions

August 2023

Issue Highlights:

  • Military Consumer Month
  • Learn more about the Derivatives Market
  • Informed Investor Advisory: Seniors’ Guide to Staying Safe Online (NASAA)
  • Beware Imposters Posing as CFTC Officials
  • Recent Enforcement Actions

May 2023

Issue Highlights:

  • Money Smart Week 2023
  • Financial Literacy Month
  • Informed Investor Advisory: Does Crypto Threaten Your Investment Accounts?
  • Investor Alert: Exercise Caution with Crypto Asset Securities
  • Investor Advisory: Beware of NFA Imposters
  • Recent Enforcement Actions