Investor Newsletters
NFA issues quarterly newsletters to provide investors with information on recent initiatives, helpful resources and upcoming events.
August 2024
Issue Highlights:
- Military Consumer Month
- Learn More about the Derivatives Markets
- It Can Be Hard to Recover from ‘Recovery’ Scams (FINRA Investor Insights)
- How to Identify and Talk about Elder Fraud
- Informed Investor Advisory: Mobile App Scams
- Recent Enforcement Actions
May 2024
Issue Highlights:
- Financial Literacy Month: Learn How to Keep Your Money Safe from Scammers
- Informed Investor Advisory: Don’t Get Swept Away by a Romance Scam
- FINRA Investor Insights: Be Alert to Signs of Imposter Investment Scams
- CFTC Article: Don’t Let Fraud Make You Feel Foolish
- Recent Enforcement Actions
February 2024
Issue Highlights:
- National Consumer Protection Week
- Joint Investor Alert: Artificial Intelligence (AI) and Investment Fraud
- FINRA Investor Alert: Social Media ‘Investment Group’ Imposter Scams on the Rise
- CFTC Customer Advisory: AI Won’t Turn Trading Bots into Money Machines
November 2023
Issue Highlights:
- Webinar: Recent Fraud Trends and Tips for Avoiding Them
- Investor Bulletin: World Investor Week 2023
- Pretexting: Fact or Fiction? (FINRA Investor Insights)
- Informed Investor Advisory: Other People’s Money Investment Scams
- Recent Enforcement Actions