Investor Newsletters

NFA issues quarterly newsletters to provide investors with information on recent initiatives, helpful resources and upcoming events.

August 2025

Issue Highlights:

  • Futures Fundamentals
  • NFA's BASIC
  • SEC Investor Bulletin: Making Sense of Financial Professional Designations
  • NASAA Informed Investor Advisory: Elaborate Cryptocurrency Scams Involving Self-Proclaimed “Investment Education Foundations” and “Proprietary” AI Bots
  • FINRA Investor Insights: Relationship Investment Scams
  • The CFTC's Romance Frauds Resource Center
  • Recent Enforcement Actions

May 2025

Issue Highlights:

  • Financial Literacy Month: Protect Yourself (and Your Money) from Scammers
  • Learn More about the Derivatives Markets
  • FINRA Investor Insights: Be Alert to Investor Risks from SMS Phishing Scams
  • CFTC: Criminals Increasing Use of Generative AI to Commit Fraud
  • Recent Enforcement Actions

February 2025

Issue Highlights:

  • NFA’s Investor Resources
  • National Consumer Protection Week
  • Dating or Defrauding Campaign: Raising Awareness About Relationship Scams
  • FINRA Investor Alert: Social Isolation and the Risk of Investment Fraud
  • SEC Investor Alert: Beware of Fraudsters Impersonating Investment Professionals and Firms
  • Recent Enforcement Actions

November 2024

Issue Highlights:

  • Webinar: Protecting Yourself: NFA and CFTC Investor Resources
  • Investor Bulletin: World Investor Week 2024
  • CFTC Investor Alerts: Relationship and Messaging App Investment Scams
  • Six Tips to Avoiding Shell Company Fraud (FINRA Investor Insights)
  • Informed Investor Advisory: “Registered, Professional” Crypto Trader Scams
  • Recent Enforcement Actions