Commodity Trading Advisor (CTA) Members

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A commodity trading advisor (CTA) is an individual or organization that, for compensation or profit, advises others, directly or indirectly, as to the value of or the advisability of buying or selling futures contracts, options on futures, retail off-exchange forex contracts or swaps. Indirect advice includes exercising trading authority over a customer's account or giving advice through written publications or other media.

To register as a CTA, visit the CTA registration page.

Regulatory Obligations

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Electronic Filing Systems

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