Commodity Trading Advisor (CTA) Members

CTA News

${alt}
${alt}
${alt}

A commodity trading advisor (CTA) is an individual or organization that, for compensation or profit, advises others, directly or indirectly, as to the value of or the advisability of buying or selling futures contracts, options on futures, retail off-exchange forex contracts or swaps. Indirect advice includes exercising trading authority over a customer's account or giving advice through written publications or other media.

To register as a CTA, visit the CTA registration page.

Regulatory Obligations

View CTA Regulatory Obligations

Learn More about CTA Regulatory Obligations

Electronic Filing Systems

Access NFA's Electronic Filing Systems
Learn More about NfA Electronic Filing System

Exemptions

View CTA Exemptions
Learn More about CTA Exemptions

Examinations

View Information on CTA Examinations
Learn More about CTA Examinations

Member arbitration is designed for disputes between and among NFA Members and Associates. If you are an NFA Member and your dispute involves another NFA Member, consider NFA Member arbitration.