2021 Member Regulatory Workshops

NFA held a virtual Member Regulatory Workshop for commodity pool operator (CPO), commodity trading advisor (CTA), futures commission merchant (FCM), forex dealer member (FDM), introducing broker (IB) and swap dealer (SD) Members on May 11-13, 2021.

Over the three-day workshop, NFA held a variety of sessions discussing topics such as virtual exam tips and Coronavirus-related relief, cybersecurity, recent rulemaking and common exam findings, among others.