2024 Member Regulatory Workshop

NFA will host Member Regulatory Workshops for commodity pool operator (CPO), commodity trading advisor (CTA), futures commission merchant (FCM), retail forex exchange dealer (RFED) and introducing broker (IB) Members on April 9 in Chicago, April 11 in New York, and April 17 in London, as well as for swap dealer (SD) Members on April 11 in New York and 17 in London.

During the workshop, NFA staff will discuss a variety of topics, including common exam findings, preparing for an NFA exam, e-communications and updates to Member questionnaire requirements, among other topics.

Registration is now closed for the NFA Member Regulatory Workshops.

Recorded sessions will be available on NFA's website in the weeks following the events.