2024 Member Workshop

NFA held Member Workshops for commodity pool operator (CPO), commodity trading advisor (CTA), futures commission merchant (FCM), retail forex exchange dealer (RFED) introducing broker (IB) and swap dealers (SD) Members April 9th in Chicago, April 11th in New York and April 17th in London.

NFA staff discussed a variety of topics, including common exam findings, recordkeeping and e-communications, cybersecurity, and the updated Member Questionnaire requirements, among others topics.