Forex Transactions: Regulatory Guide Revision Notes

In the revised version of the Forex Transactions: Regulatory Guide, NFA updated the Guide to incorporate a reference to:

• Notice to Members I-22-17

Substantive Revisions

Section: Customer Orders

• Revised the Customer Orders section to include a reference to Notice to Members I-22-17 in the Price Adjustments subsection.

In the revised version of the Forex Transactions: Regulatory Guide, NFA updated the Guide to incorporate a reference to:

• Notice to Members I-21-27

Substantive Revisions

• Revised the Security Deposits section to include a reference to Notice to Members I-21-27 in footnote one.

In this revised version of the Forex Transactions: Regulatory Guide, NFA updated the Guide to incorporate amendments to:

• Interpretive Notice 9053 – Forex Transactions

Substantive Revisions

• Revised the supervision obligations relating to on-site branch office or guaranteed IB inspection requirements.