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What's New

Featured Information

6/2/2016 - NFA commences website redesign

5/24/2016 - NFA's Board approves Fiscal Year 2017 budget

5/11/2016 - Investor Brochure now available

Recent News Center Updates

6/21/2016 - Notice to Members: Effective date of amendment to Compliance Rule 2-46: Late fee for NFA Forms PQR and PR filings

6/2/2016 - News Release: NFA takes emergency enforcement action against commodity trading advisor Apercu International and its principal Alvin Guy Wilkinson

6/1/2016 - Notice to Members: New SD/MSP Questionnaire due June 15

6/1/2016Enforcement and Registration Action: Apercu International PR LLC and Alvin Guy Wilkinson

5/31/2016 - CFTC Rule Submission: National Futures Association: Proposed Technical Amendments to NFA Requirements—NFA Bylaw 1507 and NFA Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements (Effective June 13, 2016)

5/31/2016 - CFTC Rule Submission: National Futures Association: Increase in Forex Dealer Member Assessment on Each Order Segment Submitted to NFA's Forex Transaction Reporting Execution Surveillance System—NFA Bylaw 1301(e) and NFA Interpretive Notice Forex Transactions (Effective July 1, 2016)

5/31/2016 - CFTC Rule Submission: National Futures Association: CPO and CTA Quarterly Reporting Requirements—Proposed Amendment to NFA Compliance Rule 2-46 (Effective September 30, 2016)

5/26/2016 - Board Update Video: NFA Board Update—May 2016 Meeting

5/25/2016Enforcement and Registration Action: Cranwood Capital Management LLC

5/24/2016Enforcement and Registration Action: Dendrich LTD and Gong Wu

5/23/2016 - News Release: NFA CEO Daniel Roth to retire; Board begins search for successor

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