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What's New

Featured Information

5/12/2017 - May Member Regulatory Workshops Materials

4/20/2017 - Investor Newsletter - April 2017

4/4/2017 - Town Hall Webinar - Recording and Transcript

Recent News Center Updates

10/4/2017Enforcement and Registration Action: Quants Capital Management Inc and Gokhan Kisacikoglu

10/4/2017Enforcement and Registration Action: Five Star Commodities and Options Inc and Ajaz A. Hussain

10/4/2017Enforcement and Registration Action: CCM FS LLC

10/2/2017 - Notice to Members: Filing instructions and webinar announcement regarding swap valuation dispute notices and monthly swap dealer risk data reports

9/22/2017Enforcement and Registration Action: Sean M. Moore

9/21/2017 - Notice to Members: Important notice regarding financial statement filings by independent IBs

9/20/2017 - Notice to Members: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2018 Regular Annual Meeting

9/20/2017Enforcement and Registration Action: BCD Forex Investments LLC and Christopher Marsh

9/19/2017 - Notice to Members: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

9/14/2017 - News Release: NFA orders Chicago, Ill., introducing broker Kingsview Futures LLC to pay a $50,000 fine

9/12/2017Enforcement and Registration Action: Kingsview Futures LLC and Joshua Matthew Lewis

9/7/2017 - Notice to Members: ORS: New Individual Application Process

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
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