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What's New

Featured Information

11/10/2016 - Recording and materials from November 21 webinar for SDs on lessons learned for the approval process for risk-based initial margin models for uncleared swaps now available

10/18/2016 - Investor Newsletter - October 2016

Recent News Center Updates

12/2/2016 - Board Update Video: NFA Board Update—November 2016 Meeting

12/1/2016 - Notice to Members: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration

11/29/2016 - Notice to Members: Request for Public Representative nominations for NFA's Board of Directors

11/28/2016 - Notice to Members: Immediate attention required Financial Requirement Section 12 Changes in required minimum security deposits for forex transactions

11/25/2016 - CFTC Rule Submission: National Futures Association: Disclosure of Transaction Data to Forex Customers—NFA Compliance Rule 2-36: Requirements for Forex Transactions

11/18/2016 - News Release: Thomas Sexton to succeed Daniel Roth as NFA President and CEO on March 1, 2017

11/16/2016 - Notice to Members: NFA announces nominations made by the 2016 Nominating Committee

11/15/2016Enforcement and Registration Action: Ashley Capital Management Incorporated and Michael P. Pacult

11/15/2016Enforcement and Registration Action: The Barbashop LLC and Ronald T. Barba

11/4/2016 - News Release: NFA orders London, England, commodity pool operator and commodity trading advisor The Cambridge Strategy Asset Management Limited to pay $60,000 fine

11/4/2016 - Notice to Members: Immediate attention required Financial Requirements Section 12 Increase in required minimum security deposit for forex transactions

11/2/2016Enforcement and Registration Action: Macro Risk Advisors LLC

11/2/2016Enforcement and Registration Action: The Cambridge Strategy Asset Management Limited

11/1/2016Enforcement and Registration Action: OKC Trading LLC

10/31/2016 - Notice to Members: FinCEN issues an Advisory and Frequently Asked Questions to financial institutions on cyber-events and cyber-enabled crime

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