NFA's Logo
Home > News Center > What's New

What's New

Featured Information

5/12/2017 - May Member Regulatory Workshops Materials

4/20/2017 - Investor Newsletter - April 2017

4/4/2017 - Town Hall Webinar - Recording and Transcript

Recent News Center Updates

8/17/2017Enforcement and Registration Action: Samico Worldwide Markets LLC and Thomas Gasparini

8/14/2017Enforcement and Registration Action: Christian Robert Mayer

8/14/2017Enforcement and Registration Action: Christian Robert Mayer

8/14/2017 - News Release: NFA bars Christian Robert Mayer, a former associated person, from membership

8/10/2017Enforcement and Registration Action: Northstar Commodity Investment Co. LLC

8/10/2017Enforcement and Registration Action: Northstar Commodity Investment Co. LLC

7/26/2017Enforcement and Registration Action: Laconte A. Turner

7/24/2017 - Notice to Members: Revised SD and MSP 4s Submission and Review Process

7/20/2017 - Notice to Members: Effective date of Interpretive Notice to NFA Compliance Rule 2-49: Swap Valuation Dispute Filing Requirements

7/17/2017Enforcement and Registration Action: Ethan Mitchell LLC and Brian Alan Mitchell

7/17/2017Enforcement and Registration Action: The Barbashop LLC and Ronald T. Barba

7/12/2017Enforcement and Registration Action: Fortune Trading Group, Inc., Jonathan Schuler, Ironbeam, Inc. and Michael Patrick Higgins

7/7/2017 - Comment Letter: RIN 3038—SE56: Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments

7/6/2017 - Notice to Members: Reminder for CPOs and CTAs to report financial information on NFA Forms PQR and PR

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy