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5/12/2017 - May Member Regulatory Workshops Materials

4/20/2017 - Investor Newsletter - April 2017

4/4/2017 - Town Hall Webinar - Recording and Transcript

Recent News Center Updates

12/14/2017Enforcement and Registration Action: Five Star Commodities and Options Inc and Ajaz A. Hussain

12/14/2017 - Notice to Members: FCM and RFED filing requirements for Christmas and New Year's Day—Reminder for upcoming holidays

12/6/2017 - Notice to Members: NFA assessment fee increase will become effective on January 1, 2018

12/5/2017 - CFTC Rule Submission: Disclosure of Retail Forex Costs to Customers—Proposed Amendments to NFA Compliance Rule 2-36; Requirements for Forex Transactions and NFA Compliance Rule 2-43: Forex Orders

12/1/2017 - Notice to Members: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration

11/30/2017 - Board Update Video: NFA Board Update—November 2017 Meeting

11/30/2017 - CFTC Rule Submission: Proposed Technical Amendments to NFA Registration Rule 802

11/27/2017 - CFTC Rule Submission: Proposed Amendments to NFA's Interpretive Notice: Compliance Rule 2-9: Enhanced Supervisory Requirements (Effective January 31, 2018)

11/17/2017 - Notice to Members: Request for Public Representative Nominations for NFA's Board of Directors

11/17/2017 - CFTC Rule Submission: Increase to NFA's Assessment Fee—NFA Bylaw 1301 Regarding Schedule of Dues and Assessments (Effective January 1, 2018)

11/14/2017 - Notice to Members: FINRA announces increase in proficiency examination fees for 2018

11/10/2017 - Notice to Members: NFA announces nominations made by the 2017 Nominating Committee

11/10/2017Enforcement and Registration Action: Genco Futures Inc

11/10/2017Enforcement and Registration Action: Futurepath Trading LLC

11/10/2017Enforcement and Registration Action: CCM FS LLC

11/9/2017Enforcement and Registration Action: Ethan Mitchell LLC and Brian Alan Mitchell

11/7/2017Enforcement and Registration Action: CRW Energy Corp

11/7/2017Enforcement and Registration Action: Richard Joseph Cruz

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
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