News & Notices | National Futures Association

Comment Letters

When appropriate, NFA submits comment letters in response to federal rulemakings and IOSCO initiatives.

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November 04, 2003
U.S. Futures Exchange, L.L.C. Application for Contract Market Designation

September 08, 2003
Minimum Financial and Related Reporting Requirements for Futures Commission Merchants and Introducing Brokers, 68 Fed. Reg. 131 (July 9, 2003)

September 05, 2003
Investment of Customer Funds, 68 Fed. Reg. 125 (June 30, 2003)

July 08, 2003
Comments of National Futures Association Relating to the U.S. Securities and Exchange Commission's Roundtable on Hedge Funds May 14-15, 2003

July 07, 2003
Section 352 CTA Regulations

July 07, 2003
Suspicious Transaction Reporting - Futures Commission Merchants and Introducing Brokers in Commodities, 68 Fed. Reg. 23,653 (May 5, 2003)

May 01, 2003
Additional Registration and Other Regulatory Relief for Commodity Pool Operators and Commodity Trading Advisors, 68 Fed. Reg. 12622 (March 17, 2003)

April 28, 2003
Account Identification for Eligible Bunched Orders, 68 Fed. Reg. 12319 (March 14, 2003)

April 14, 2003
Re: Performance Data and Disclosure for Commodity Trading Advisors, 68 Fed. Reg. 12001 (March 13, 2003)

January 23, 2003
Re: Commodity Pool Operators and Commodity Trading Advisors; Exemption from Requirement to Register for CPOs of Certain Pools and CTAs Advising Such Pools, 67 Fed. Reg. 68785 (November 13, 2002)

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