Comment Letters
2024 | 2023 | 2022 | 2021 | 2020 | Show more yearsNovember 30, 2006
Proposed Regulation Regarding Membership in a Registered Futures Association
November 13, 2006
Electronic Filing of Part 4 Exemptions
October 9, 2006
RIN 3038-AC34; Proposed Amendments to Rules 1.10 and 1.31
September 22, 2006
Advertising by Commodity Pool Operators, Commodity Trading Advisors, and the Principals Thereof
September 6, 2006
Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
June 2, 2006
Comment on Consultation Report on Regulatory Issues Arising from Exchange Evolution
May 26, 2006
Comment on Consultation Report on Hedge Funds Offered to Retail Investors
March 6, 2006
Regulatory Information Number 1506 - AA29 Special Due Diligence Programs for Certain Foreign Accounts
January 23, 2006
Self Regulation and Self-Regulatory Organizations
January 18, 2006
Ethics Standards for Neutral Arbitrators in Contractual Arbitration; Response to Invitation to Comment
January 17, 2006
RIN 3038-AC25 - Commodity Pool Operator Electronic Filing of Annual Reports