Comment Letters
2023 | 2022 | 2021 | 2020 | 2019 | Show more yearsDecember 17, 2018
RIN 3038—AE76: Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
September 28, 2018
RIN 3038—AE78: Segregation of Assets Held as Collateral in Uncleared Swap Transactions
September 4, 2018
RIN 3039—AE73: Proposed Rule Financial Surveillance Examination Program Requirements for Self-Regulatory Organizations
March 20, 2018
RIN 3038—AE62: Retail Commodity Transactions Involving Virtual Currency