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June 16, 2003
How to Provide Disaster Recovery Contact Information to NFA if you are a Member FCM for which NFA is not the DSRO
Recently you received notification that NFA Compliance Rule 2-38 (Business Continuity and Disaster Recovery) will become effective July 1, 2003. One aspect of this Rule requires members to provide NFA with the name of and contact information for an individual who NFA can contact in case of an emergency. Each FCM Member must also provide NFA with the name of and contact information for a second individual who can be contacted if NFA cannot reach the primary contact. These individuals must be authorized to make key decisions in the event of an emergency.
Please provide NFA with the Business Continuity and Disaster Recovery contact information by following the procedures below.
We hope these procedures provide our Members with an easy and efficient method to update their contact information. However, if you encounter any problems or have any questions, please contact one of the individuals listed below.
If your firm is located in Washington DC or the states of Delaware, Maine, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island, Vermont or West Virginia, you should direct your inquiries to our New York office:
If your firm is located outside of the area described above, your questions can best be answered by the following individuals in our Chicago office:
For firms beginning with the letters A-F:
For firms beginning with the letters G-P:
For firm names beginning with the letters Q-Z or beginning with a number: