News & Notices | National Futures Association

Notices to Members

2017 | 2016 | 2015 | 2014 | 2013 | Show more years

Notice I-96-32

December 16, 1996

Notice of CFTC Suspension

On September 30, 1996, the CFTC filed a notice of intent to revoke the registrations of Sanjay Saxena ("Saxena"-NFA ID # 258706) and Select Sector Research & Management, Inc. ("Select Sector"-NFA ID # 258704) alleging statutory disqualifi-cation (CFTC Docket No. SD-96-11). On December 10, 1996, both parties were suspended effective December 15, 1996.

Therefore, Select Sector is not allowed to act in the capacity of a commodity trading advisor or a commodity pool operator and Saxena is not allowed to act in the capacity of an associated person.

If you have any questions regarding this matter please contact Mary Jo C. Mullen of NFA’s Compliance Department at (312) 781-1339.

Subscribe to NFA Email Communications