Notices to Members
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October 28, 1997
NFA Announces 1997 Nominating Committee Recommendations
In accordance with Bylaw 406, the Office of the Secretary has received from the 1997 Nominating Committee a list of its nominees for positions on NFA's Board of Directors and 1998 Nominating Committee. The list of nominees included with this notice shall serve as notification to NFA Members of the candidates proposed by the 1997 Nominating Committee.
Other nominations may be made by petition. Article VII, Section 3(b) of NFA's Articles of Incorporation provides that:
"Nominations may be made for elected Director positions by:
Petition signed by 50 or more NFA Members* in the category for
which the nomination is made (i.e., FCM and LTM, IB, CPO, and
CTA); or Petition submitted by any organization or association
recognized by NFA as fairly representing the category ... for
which the nomination is made.
Petitions shall be submitted in the manner specified by the Bylaws.
No petition may nominate more than one candidate for the same
position."
Article X, Section 3 of NFA's Articles of Incorporation similarly
permits nominations for the Nominating Committee by petition.
NFA Bylaw 406 requires that each petition identify the position to which the nomination permits, and that all petitions must be received by the Secretary within 21 days of the date of this Notice. If you wish to submit additional nominations by petition, please make sure that petition candidates meet both the category and regional requirements of Article VI, VII & X, and that such petitions are received by the Secretary on or before November 18, 1997. Petitions received after that date will not be considered.
Petitions should be forwarded to:
National Futures Association
Attn: Daniel J. Roth
200 West Madison Street
Suite 1600
Chicago, Illinois 60606-3447
If you have any questions, do not hesitate to contact Audrey West
at (312) 781-2255.
* Section 2 of Article VI of the Articles of Incorporation provides
that for purposes of signing nomination petitions, a Member will
be deemed to be a Member "only in that single
category to which its business activities primarily relate."
1997 NOMINEES
FCM (1-15 Offices)
Board of Directors- 2 vacancies
Nominating Committee- 1 vacancy
Board of Directors
W. Robert Felker
President and Chief Executive Officer
First Chicago Futures, Inc.
William T. Maitland
Executive Managing Director and General Counsel
Nomura Holding America, Inc.
Nominating Committee
Burton J. Meyer
Executive Vice President
E. D. & F. Man International, Inc.
FCM (16-50 Offices)
Board of Directors- 1 vacancy
Nominating Committee- 1 vacancy
Board of Directors
Charles P. Nastro
Managing Director, Director of Futures
Lehman Brothers, Inc.
Nominating Committee
Jon C. Bailey
Partner
Bradford & Co., Incorporated
FCM (51+ Offices)
Board of Directors- 2 vacancies
Nominating Committee- 1 vacancy
Board of Directors
O. Lee Reid, Jr.
Vice President-Futures and Index Options
A.G. Edwards & Sons, Inc.
Victor R. Silano
Senior Vice President
Paine Webber Incorporated
Nominating Committee
Richard A. Beech
Senior Vice President, National Manager Futures
Dean Witter Reynolds, Inc.
IB
Board of Directors- 1 vacancy
Nominating Committee- 3 vacancies
Board of Directors
Scott W. Stewart
President
Stewart-Peterson Group, Inc.
John D. Streich
President
First Capitol Ag, Inc.
Nominating Committee
Paul E. Bates
President
Bates Commodities, Inc.
Alan D. Kluis
President
Northstar Commodity Investment Co.
John V. Vaughan Sr.
Vice President
Warner Group, Inc.
CPO
Board of Directors- 1 vacancy
Nominating Committee- 3 vacancies
Board of Directors
Mark J. Hawley
President
Demeter Management Corporation
Nominating Committee
Peter Lamoureux
President
Everest Asset Management, Inc.
Thomas W. Rooke
President and Director
Paine Webber Futures Management Corp.
Thomas J. McQuiston
President
Morgan Keegan Fund Management, Inc.
CTA
Board of Directors- 1 vacancy
Nominating Committee- 3 vacancies
Board of Directors
Thomas F. Basso
President
Trendstat Capital Management, Inc.
Robert L. Isaacson
President
Commodity Investment Consultants, Ltd.
Bruce N. Terry
Managing Director
Marathon Capital Growth Partners LLC
Nominating Committee
Bruce L. Cleland
President
Campbell & Company, Inc.
Jerry M. Harris
Senior Vice President
Welton Investment Corporation
David M. Kozak
Vice President, General Counsel and Secretary
John W. Henry & Co., Inc.