Notices to Members
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December 14, 2001
Ballot Enclosed for Voting in NFA's Annual Election
Enclosed is your ballot for voting in NFA's annual election. NFA is a membership organization and each Member's vote is very important. Make your voice heard by completing your ballot. Members may vote only in their respective voting categories and no write-in votes will be accepted. In this year's annual election, each NFA Member Futures Commission Merchant can vote for four individuals in each of the two FCM categories to serve on NFA's Board. Each NFA Member Introducing Broker can vote for one individual to serve on NFA's Board. All ballots must be completed and received by Arthur Andersen, LLP on or before January 15, 2002. Ballots submitted which are not in accordance with these procedures, or which are received after January 15, 2002, will be considered void. All ballots must be sent to Arthur Andersen, LLP. A pre-addressed, postage-paid envelope is enclosed for your convenience.
Also enclosed is a copy of any information received by NFA from candidates in your voting category. If you have questions, please contact Tony Rose at (312) 781-1469 or Thomas W. Sexton at (312) 781-1413.
FUTURES COMMISSION MERCHANT
BALLOT
BOARD OF DIRECTORS
Top-Ten FCMs
Please vote for four (4) individuals.
____Bonnie Litt, Managing Director & Associate General Counsel, Goldman, Sachs & Co.
____Joseph J. Murphy, President, Refco LLC
____Ronald S. Oppenheimer, First Vice President & General Counsel, Futures & Options, Merrill Lynch & Co.
____Michael R. Schaefer, Executive Vice President, Salomon, Smith Barney, Inc.
____David C. Sturm, Vice President, J.P. Morgan Futures, Inc.
Other FCMs
Please vote for four (4) individuals.
____Richard A. Beech, Executive Director, Morgan Stanley DW, Inc.
____W. Robert Felker, President & Chief Operating Officer, Banc One Capital Markets, Inc.
____James A. Gary, Executive Vice President & Director of Global Futures, ABN AMRO Incorporated
____Douglas O. Kitchen, Managing Director, Rosenthal Collins Group LLC
____Charles P. Nastro, Managing Director & Co-head of Global Futures, Lehman Brothers, Inc.
____Jan R. Waye, Senior Vice President, Cargill Investor Services, Inc.
INTRODUCING BROKER
BALLOT
BOARD OF DIRECTORS
Guaranteed IBs
Please vote for one (1) individual.
____Paul J. Georgy, President & Chief Executive Officer, Allendale, Inc.
____Lou Illes, President, McFarland Commodities, Inc.
____John J. Lothian, President - Electronic Trading Division, The Price Futures Group, Inc.