News & Notices | National Futures Association

Notices to Members

2017 | 2016 | 2015 | 2014 | 2013 | Show more years

Notice I-02-20

October 02, 2002

Request for Information

Please contact Marney Naughten of NFA's Compliance Department at (312) 658-6847 or John Brodersen at (312) 781-2226 immediately if you carry any accounts (including joint accounts) for or directed by, or have otherwise transacted business for any of the following individuals or entities:

    Paul Rene Dias
    Svava Carlsen
    Terrel W. Newby
    Victor Smith
    Krute Corporation
    Morganheimer Financial, Inc.
    Equidex

Subscribe to NFA Email Communications