Notices to Members

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Notice I-13-13

May 20, 2013

Reporting Requirements for Memorial Day

This is a reminder that Monday, May 27, 2013 is Memorial Day. This holiday will impact your regulatory filings as follows:

  • Daily segregated, 30.7 secured, sequestered and daily forex statements prepared as of May 24, 2013 are required to be submitted by noon on Tuesday, May 28, 2013;

  • Daily segregated statements are not required to be prepared as of May 27, 2013;

  • Daily 30.7 secured, sequestered and forex statements are required to be prepared as of May 27, 2013 and are required to be submitted by 12:00 noon on Tuesday, May 28, 2013. If an FCM is required to file a May 27, 2013 daily 30.7 secured or sequestered statement, it should also include the most recent segregation balances from May 24, 2013; and

  • FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.

NFA recently added a complete schedule of filing requirements for the remaining 2013 holidays to our website. NFA also created a calendar for the due dates of Segregated Investment Detail Reports (SIDRs) for the remainder of the year.

For more information about filing financial reports visit NFA's website (

Questions concerning the requirements should be directed to NFA's Information Center ( at 800-621-3570 or 312-781-1410.

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