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May 20, 2013
Reporting Requirements for Memorial Day
This is a reminder that Monday, May 27, 2013 is Memorial Day. This holiday will impact your regulatory filings as follows:
Daily segregated, 30.7 secured, sequestered and daily forex statements prepared as of May 24, 2013 are required to be submitted by noon on Tuesday, May 28, 2013;
Daily segregated statements are not required to be prepared as of May 27, 2013;
Daily 30.7 secured, sequestered and forex statements are required to be prepared as of May 27, 2013 and are required to be submitted by 12:00 noon on Tuesday, May 28, 2013. If an FCM is required to file a May 27, 2013 daily 30.7 secured or sequestered statement, it should also include the most recent segregation balances from May 24, 2013; and
FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.
NFA recently added a complete schedule of filing requirements for the remaining 2013 holidays to our website. NFA also created a calendar for the due dates of Segregated Investment Detail Reports (SIDRs) for the remainder of the year.
Questions concerning the requirements should be directed to NFA's Information Center (firstname.lastname@example.org) at 800-621-3570 or 312-781-1410.