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October 09, 2013
Reporting Requirements for Columbus Day
This is a reminder that October 14, 2013 is Columbus Day. This holiday will impact your regulatory filings as follows:
Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of October 11, 2013 are required to be submitted by 12:00 noon on October 14, 2013;
Daily segregated, 30.7 secured, cleared swaps customer collateral and forex statements are required to be prepared as of October 14, 2013 and are required to be submitted by 12:00 noon on October 15, 2013; and
FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.
Visit NFA's website to view a complete schedule of filing requirements for the remaining 2013 holidays, as well as a calendar for the due dates of Segregated Investment Detail Reports (SIDRs) for the remainder of the year.
Questions concerning the requirements should be directed to NFA's Information Center (firstname.lastname@example.org) at 800-621-3570 or 312-781-1410.