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November 21, 2013
Reporting Requirements for Thanksgiving Day
This is a reminder that November 28, 2013 is Thanksgiving Day. This holiday will impact your regulatory filings as follows:
Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of November 27, 2013 are required to be submitted by 12:00 noon on November 29, 2013;
Daily segregated statements are not required to be prepared as of November 28, 2013;
Daily 30.7 secured, cleared swaps customer collateral and forex statements are required to be prepared as of November 28, 2013 and are required to be submitted by 12:00 noon on November 29, 2013. If an FCM is required to file a November 28, 2013 Daily 30.7 secured or cleared swaps customer collateral statement, it should also include the most recent segregation balances from November 27, 2013; and
FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.
Visit NFA's website to view a complete schedule of filing requirements for the remaining 2013 holidays, as well as a calendar for the due dates of Segregated Investment Detail Reports (SIDRs) for the remainder of the year.
Questions concerning the requirements should be directed to NFA's Information Center (firstname.lastname@example.org) at 800-621-3570 or 312-781-1410.