Notices to Members
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November 21, 2013
Reporting Requirements for Thanksgiving Day
This is a reminder that November 28, 2013 is Thanksgiving Day. This holiday will impact your regulatory filings as follows:
Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of November 27, 2013 are required to be submitted by 12:00 noon on November 29, 2013;
Daily segregated statements are not required to be prepared as of November 28, 2013;
Daily 30.7 secured, cleared swaps customer collateral and forex statements are required to be prepared as of November 28, 2013 and are required to be submitted by 12:00 noon on November 29, 2013. If an FCM is required to file a November 28, 2013 Daily 30.7 secured or cleared swaps customer collateral statement, it should also include the most recent segregation balances from November 27, 2013; and
FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.
Visit NFA's website to view a complete schedule of filing requirements for the remaining 2013 holidays, as well as a calendar for the due dates of Segregated Investment Detail Reports (SIDRs) for the remainder of the year.
For more information about filing financial reports visit NFA's website (www.nfa.futures.org).
Questions concerning the requirements should be directed to NFA's Information Center (information@nfa.futures.org) at 800-621-3570 or 312-781-1410.