Notices to Members

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Notice I-14-31

November 19, 2014

FINRA announces increase in examination fees for 2015

The Financial Industry Regulatory Authority (FINRA) notified NFA that it will increase its fees for the administration and delivery of NFA's qualifications examinations on Jan. 1, 2015.

On this date, the fee for an individual to take the Series 3: National Commodity Futures Examination will be $125, an increase of $10. The fee for the Series 30: NFA Branch Manager Examination; Series 31: Futures Managed Funds Examination; Series 32: Limited Futures Examination Regulations; and Series 34: Retail Off-Exchange Forex Examination will be $80, a $5 increase.

Individuals wishing to take one or more of these examinations must complete the online testing application form (U10) [hyperlink updated 10/22/21] on FINRA's website at

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