Notices to Members
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February 10, 2015
Important notice to CPOs regarding changes to EasyFile for filing annual pool financial statements
In order to review pool financial statements more efficiently, NFA is making a few minor modifications to its EasyFile system. These changes are effective for all outstanding pool financial statements dated after Nov. 29, 2014.
A CPO must now complete a Cover Page regarding the pool financial statement and provide one additional balance in the Pool Financial Balances section. Although this additional information should be readily available, click here to access a PDF detailing the changes.
If you have any questions related to these changes, please contact Christine Roche, Senior Manager, Compliance (croche@nfa.futures.org or 312-781-1562) or Tracey Hunt, Associate Director, Compliance (thunt@nfa.futures.org or 312-781-1284).