Notices to Members

September 27, 2018

NFA partners with FIA to launch new training course—Safeguarding Customer Funds

NFA recently partnered with FIA and other industry professionals to develop a new FIA training course—Safeguarding Customer Funds. FIA intends this 60-minute course, which can be completed in multiple sessions, to help futures commission merchants (FCM) meet the annual training requirements included in CFTC Regulation 1.11. The course covers:

• Basics of segregation
• Residual interest
• Investment of customer funds
• Recordkeeping
• Reporting
• Notification requirements

Visit FIA's website for more information and to order this program.