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September 27, 2018
NFA partners with FIA to launch new training course—Safeguarding Customer Funds
NFA recently partnered with FIA and other industry professionals to develop a new FIA training course—Safeguarding Customer Funds. FIA intends this 60-minute course, which can be completed in multiple sessions, to help futures commission merchants (FCM) meet the annual training requirements included in CFTC Regulation 1.11. The course covers:
- Basics of segregation
- Residual interest
- Investment of customer funds
- Recordkeeping
- Reporting
- Notification requirements
Visit FIA's website for more information and to order this program.