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Notice I-18-19

September 27, 2018

NFA partners with FIA to launch new training course—Safeguarding Customer Funds

NFA recently partnered with FIA and other industry professionals to develop a new FIA training course—Safeguarding Customer Funds. FIA intends this 60-minute course, which can be completed in multiple sessions, to help futures commission merchants (FCM) meet the annual training requirements included in CFTC Regulation 1.11. The course covers:

  • Basics of segregation
  • Residual interest
  • Investment of customer funds
  • Recordkeeping
  • Reporting
  • Notification requirements

Visit FIA's website for more information and to order this program.

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