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June 12, 2020
Coronavirus (COVID-19) Update—Extension to Certain Regulatory Relief for FCMs, RFEDs, FDMs, IBs and SDs
The CFTC recently issued a no-action letter extending through September 30, 2020, certain no-action relief issued in response to the COVID-19 pandemic. This relief, previously set to expire on June 30, 2020, applies to certain regulatory obligations of FCMs, RFEDs (i.e., FDMs), IBs and SDs. NFA is also extending through September 30, 2020 similar relief for Members that are in compliance with the terms of the CFTC's no-action relief. Specific relief subject to this extension is detailed in NFA's Notice to Members I-20-13.
Please note: The relief NFA issued in March for CCO Annual Report filing deadlines remains the same with no additional extensions.
If you have any questions on this Notice, please contact Valerie O'Malley, Director, Futures Compliance (email@example.com or 312-781-1290) or Joe Zangri, Managing Director, OTC Derivatives (firstname.lastname@example.org or 212-346-5632).