Notices to Members

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Notice I-21-22

July 06, 2021

Effective date for technical amendments regarding electronic service of process

Given technology advances and the efficiencies gained by utilizing electronic submission and e-mail, NFA amended several rules to require that notices be electronically filed with NFA. These amendments also removed references to hand-delivery, facsimile and telecopier. Specifically, NFA amended:

NFA also amended Financial Requirements Section 9 to update the CFTC Regulation reference requiring FCMs to file reportable position reports.

NFA's Board of Directors supported and unanimously approved these amendments, which became effective on June 11, 2021.

NFA's June 1, 2021 submission letter to the CFTC contains more detailed information regarding these amendments. If you have any questions about these amendments, please contact Elizabeth Sheridan, Assistant General Counsel (esheridan@nfa.futures.org or 312-781-1479).

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