Notices to Members2022 | 2021 | 2020 | 2019 | 2018 | Show more years
March 11, 2022
Reminder: CPO notice filing requirements under Compliance Rule 2-50
Given the recent market volatility in a number of asset classes, NFA reminds commodity pool operator (CPO) Members of their obligation under Compliance Rule 2-50 to notify NFA when specified market or other events affect a commodity pool's ability to fulfill its participant obligations.
Any required notice must be filed using NFA's EasyFile Extensions and Notice Filings and must identify all relevant subsections of Compliance Rule 2-50 and the impacted pool(s) and include a summary of the event. Step-by-step instructions for filing any type of notice are available in the Filing Extensions and Notice Filings with NFA Help Guide.
If you have any questions, please contact Tracey Hunt, Director, Compliance (firstname.lastname@example.org or 312-781-1284) or Mark Oldani, Trade Analyst Manager, Compliance (email@example.com or 312-781-1393).