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March 31, 2022
FCM and RFED filing requirements for Juneteenth
On June 18, 2021, Juneteenth (June 19th) was designated as a U.S. Federal Holiday. The following futures commission merchant (FCM) and retail foreign exchange dealer (RFED) regulatory filings will be impacted as follows by Juneteenth:
Juneteenth (observed)—Monday, June 20, 2022
- Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of Friday, June 17, 2022 are required to be submitted by 12:00 noon on Tuesday, June 21; and
- Daily segregated, 30.7 secured, cleared swaps customers collateral and daily forex statements prepared as of Monday, June 20, 2022 are required to be submitted by 12:00 noon on Tuesday, June 21.
Any information filed by FCMs or RFEDs after its due date must be accompanied by a fee for each business day that it is late.
Visit NFA's website to view a complete schedule of daily filing requirements for 2022 holidays.
Questions concerning the requirements should be directed to NFA's Information Center (800-621-3570 or 312-781-1410 or firstname.lastname@example.org).