Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

2022 | 2021 | 2020 | 2019 | 2018 | Show more years

 

January 13, 2022
I-22-04: Educational resources, common deficiencies and other important regulatory information for SD Members

January 13, 2022
I-22-03: Educational resources, common deficiencies and other important regulatory information for CPO and CTA Members

January 13, 2022
I-22-02: Educational resources, common deficiencies and other important regulatory information for FCM, FDM and IB Members

January 12, 2022
I-22-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

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