Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

2024 | 2023 | 2022 | 2021 | 2020 | Show more years

 

March 11, 2024
I-24-07: FCM and IB Members—FinCEN updates its list of FATF-identified jurisdictions with AML/CFT deficiencies

February 22, 2024
I-24-06: NFA's Board of Directors elects Gerald F. Corcoran to serve as Chair

February 12, 2024
I-24-05: Educational resources, common deficiencies and other important regulatory information for SD Members

February 12, 2024
I-24-04: Educational resources, common deficiencies and other important regulatory information for CPO and CTA Members

February 12, 2024
I-24-03: Educational resources, common deficiencies and other important regulatory information for FCM, FDM and IB Members

January 25, 2024
I-24-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

January 4, 2024
I-24-01: Notice of Annual Meeting of NFA Members and Board and Nominating Committee election

Subscribe to NFA Email Communications