CPO - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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August 09, 2018
I-18-13: Effective date of Interpretive Notice establishing disclosure requirements for NFA Members engaging in virtual currency activities

April 05, 2018
I-18-08: Regulatory requirements reminder for CPO, CTA, FCM, FDM and IB Members

March 27, 2018
I-18-07: Reminder to update annual questionnaire regarding virtual currencies

January 18, 2018
I-18-03: Additional questions for CPOs on the annual pool financial statement

January 09, 2018
I-18-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

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