FCM - Notices to Members

March 31, 2022
I-22-13: FCM and RFED filing requirements for Juneteenth

March 23, 2022
I-22-12: FinCEN issues additional alert regarding the importance of identifying and quickly reporting suspicious transactions involving Russian elites and their proxies

March 17, 2022
I-22-11: FCM and IB Members—FinCEN updates its list of FATF-identified jurisdictions with AML/CFT deficiencies

March 09, 2022
I-22-09: FinCEN issues alert on potential Russian sanctions evasion efforts and reminds financial institutions of SAR and other reporting obligations

March 02, 2022
I-22-08: NFA encourages Members to monitor U.S. sanctions on Russia and be vigilant of cybersecurity threats

February 22, 2022
I-22-07: NFA's Board of Directors re-elects Maureen C. Downs to serve as Chair

February 02, 2022
I-22-06: Notice of Members Elected to NFA's Board of Directors and Nominating Committee

February 01, 2022
I-22-05: Extension of relief from the on-site annual inspection of branch offices and guaranteed IBs

January 13, 2022
I-22-02: Educational resources, common deficiencies and other important regulatory information for FCM, FDM and IB Members

January 12, 2022
I-22-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration