FCM Notices to Members
October 20, 2017
I-17-20: NFA's Executive Committee recommends increase to NFA's assessment fee effective January 1, 2018
September 20, 2017
I-17-17: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2018 Regular Annual Meeting
September 19, 2017
I-17-16: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
September 07, 2017
I-17-15: ORS: New Individual Application Process
February 21, 2017
I-17-07: NFA's Board of Directors elects Michael Dawley to serve as Chairman
February 08, 2017
I-17-06: Notice of members elected to NFA's Board of Directors and 2017 Nominating Committee
January 30, 2017
I-17-05: NFA's in-office registration kiosks will close May 1, 2017
January 20, 2017
I-17-04: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
January 18, 2017
I-17-03: Chief compliance officer annual report filing requirements for futures commission merchants and swap dealers
January 11, 2017
I-17-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration