IB - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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September 26, 2018
I-18-18: FinCEN issues an Advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

August 09, 2018
I-18-13: Effective date of Interpretive Notice establishing disclosure requirements for NFA Members engaging in virtual currency activities

July 30, 2018
I-18-12: Effective date of amendments to NFA Compliance Rule 2-9(c) and the related Interpretive Notice entitled FCM and IB Anti-Money Laundering Program

May 22, 2018
I-18-11: FCMs and IBs that fail to comply with NFA's anti-money laundering program requirements may be subject to NFA disciplinary action

May 11, 2018
I-18-10: FinCEN issues an Advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

May 03, 2018
I-18-09: FCMs and IBs should review OFAC FAQs addressing virtual currency transactions

April 05, 2018
I-18-08: Regulatory requirements reminder for CPO, CTA, FCM, FDM and IB Members

March 27, 2018
I-18-07: Reminder to update annual questionnaire regarding virtual currencies

February 15, 2018
I-18-04: FinCEN issues an Advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

January 09, 2018
I-18-01: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

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