IB - Notices to Members
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View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.
Use the filters below to view Notices based on date, Member category and/or topic.
March 12, 2019I-19-08: FCM and IB Members—FinCEN updates list of FATF-identified jurisdictions with AML/CFT deficiencies
March 11, 2019
I-19-07: Reminder: April 1 effective date for amendments to NFA's Interpretive Notice regarding Information Systems Security Programs—instructions for notifying NFA of applicable cybersecurity incidents
March 01, 2019
I-19-06: Regulatory requirements reminder for FCM, FDM and IB Members
February 25, 2019
I-19-04: NFA's Board of Directors re-elects Michael Dawley to serve as Chairman
January 15, 2019
I-19-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration
January 07, 2019
I-19-01: NFA Amends Interpretive Notice Regarding Information Systems Security Programs—Cybersecurity