SD - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

2022 | 2021 | 2020 | 2019 | 2018 | Show more years


May 18, 2022
I-22-15: Proxies and Approximations Related to Alternative Reference Rates and Other Indices for Initial Margin Model Purposes

March 31, 2022
I-22-14: SD filing requirements for Juneteenth

March 09, 2022
I-22-09: FinCEN issues alert on potential Russian sanctions evasion efforts and reminds financial institutions of SAR and other reporting obligations

March 02, 2022
I-22-08: NFA encourages Members to monitor U.S. sanctions on Russia and be vigilant of cybersecurity threats

February 22, 2022
I-22-07: NFA's Board of Directors re-elects Maureen C. Downs to serve as Chair

February 02, 2022
I-22-06: Notice of Members Elected to NFA's Board of Directors and Nominating Committee

February 01, 2022
I-22-05: Extension of relief from the on-site annual inspection of branch offices and guaranteed IBs

January 13, 2022
I-22-04: Educational resources, common deficiencies and other important regulatory information for SD Members

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