Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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November 01, 2019
I-19-22: Designate an NFA Swaps Proficiency Requirements Administrator online

October 11, 2019
I-19-20: NFA announces webinars for Swaps Proficiency Requirements Administrators

September 12, 2019
I-19-17: NFA updates FAQs related to Swaps Proficiency Requirements

March 25, 2019
I-19-09: NFA Amends Rules and Adopts Interpretive Notice Implementing Swaps Proficiency Requirements

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