Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 16, 1996
I-96-32: Notice of CFTC Suspension

December 13, 1996
I-96-31: Ballot Enclosed for Voting in NFA's Annual Election

November 27, 1996
I-96-30: Request for Public Director Nominations for NFA's Board of Directors

November 18, 1996
I-96-28: Request for Immediate Information

November 14, 1996
I-96-27: Candidates Announced for NFA Board and Nominating Committee

November 07, 1996
I-96-26: Amendments to NFA Compliance Rule 2-13

October 25, 1996
I-96-25: Requests for Comments on Proposed Changes to NFA's Arbitration Rules

October 17, 1996
I-96-23: NFA Announces 1996 Nominating Committee Recommendations

October 11, 1996
I-96-22: Electronic Filing of Disclosure Documents

October 03, 1996
I-96-21: Amendments to Interpretive Notice Regarding Supervision of Telemarketing Activity

October 03, 1996
I-96-20: Amendments to NFA Compliance Rule 2-29(c) and the Interpretive Notice Relating to the Use of Promotional Material Containing Hypothetical Performance Results

August 08, 1996
I-96-17: Board and Nominating Committee Members Whose Terms Will Expire at the 1997 Annual Election

June 19, 1996
I-96-15: High-Pressure Sales Practices

June 11, 1996
I-96-13: Request for Immediate Information

May 24, 1996
I-96-12: Proposed Amendments to NFA'S Articles of Incorporation

May 23, 1996
I-96-11: Deceptive Advertising

April 15, 1996
I-96-08: NFA Revises Self-Examination Checklist

April 03, 1996
I-96-07: NFA Expands CPO/CTA Regulatory Information

April 02, 1996
I-96-06: Member Communication Survey

January 16, 1996
I-96-01: Notice of Annual Meeting and Notice of Newly Elected Members to NFA's Board of Directors and 1996 Nominating Committee

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