Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 16, 1996
I-96-32: Notice of CFTC Suspension

December 13, 1996
I-96-31: Ballot Enclosed for Voting in NFA's Annual Election

November 27, 1996
I-96-30: Request for Public Director Nominations for NFA's Board of Directors

November 18, 1996
I-96-28: Request for Immediate Information

November 14, 1996
I-96-27: Candidates Announced for NFA Board and Nominating Committee

November 7, 1996
I-96-26: Amendments to NFA Compliance Rule 2-13

October 25, 1996
I-96-25: Requests for Comments on Proposed Changes to NFA's Arbitration Rules

October 17, 1996
I-96-23: NFA Announces 1996 Nominating Committee Recommendations

October 11, 1996
I-96-22: Electronic Filing of Disclosure Documents

October 3, 1996
I-96-21: Amendments to Interpretive Notice Regarding Supervision of Telemarketing Activity

October 3, 1996
I-96-20: Amendments to NFA Compliance Rule 2-29(c) and the Interpretive Notice Relating to the Use of Promotional Material Containing Hypothetical Performance Results

August 8, 1996
I-96-17: Board and Nominating Committee Members Whose Terms Will Expire at the 1997 Annual Election

June 19, 1996
I-96-15: High-Pressure Sales Practices

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