Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 15, 1997
I-97-29: Ballot Enclosed for Voting in NFA's Annual Election

November 25, 1997
I-97-28: Request for Public Director Nominations for NFA's Board of Directors

November 25, 1997
I-97-27: Candidates Announced for NFA Board and Nominating Committee

November 3, 1997
I-97-25: The Filing of Exclusion and Exemption Notices Pursuant to CFTC Regulations 4.5, 4.7, 4.12(b), 4.13, 4.14(a)(8), and Advisory 18-96.

October 28, 1997
I-97-24: NFA Announces 1997 Nominating Committee Recommendations

October 20, 1997
I-97-22: NFA Assumes the Responsibility for Reviewing Disclosure Documents for CTAs and privately offered commodity pools.

September 24, 1997
I-97-21: New Examination for Associated Persons Soliciting or Accepting Orders for Financial Futures

September 24, 1997
I-97-20: Assessment Fees

July 24, 1997
I-97-16: Board and Nominating Committee Members Whose Terms Will Expire at the 1998 Annual Election

July 21, 1997
I-97-15: Interpretive Notice Relating to the Allocation of Block Orders for Multiple Accounts

June 17, 1997
I-97-13: NFA Announces iNFAst System

June 16, 1997
I-97-12: Request for Immediate Information

April 18, 1997
I-97-10: Report of Quarterly Actions

April 9, 1997
I-97-08: Request for Immediate Information

March 27, 1997
I-97-07: Request for Immediate Information

February 18, 1997
I-97-04: Amendment to Interpretive Notice Regarding Supervision of Telemarketing Activity

February 14, 1997
I-97-03: Late Fee and Suspension of Registration for Noncompliance with Ethics Training Requirements

January 22, 1997
I-97-02: Notice of Annual Meeting and Notice of Recently Elected Members to NFA's Board of Directors and 1997 Nominating Committee

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