Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 28, 2001
I-01-30: Changes to NFA Financial Requirements

December 14, 2001
I-01-28: Ballot Enclosed for Voting in NFA's Annual Election

November 30, 2001
I-01-27: Request for Public Director Nominations for NFA's Board of Directors

November 30, 2001
I-01-26: Candidates Announced for NFA Board and Nominating Committee

November 23, 2001
I-01-25: Reduction of Assessment Fees

November 9, 2001
I-01-23: Rule Amendments Regarding Ethics Training Requirements and Definition of Principal

November 7, 2001
I-01-22: NFA Announces 2001 Nominating Committee Recommendations

October 1, 2001
I-01-19: Board and Nominating Committee Members Whose Terms Will Expire at the 2002 Annual Election

September 27, 2001
I-01-18: Request for Information

September 26, 2001
I-01-17: Executive Order on Terrorist Financing

September 19, 2001
I-01-16: Request for Information

August 31, 2001
I-01-15: Request for Comments on Proposed Interpretive Notice Regarding Automated Order-Routing Systems

August 30, 2001
I-01-14: PROPOSED AMENDMENTS TO NFA'S ARTICLES OF INCORPORATION FOR CHANGES TO NFA'S BOARD OF DIRECTORS IMPORTANT: BALLOT ENCLOSED

May 18, 2001
I-01-10: Increase in Membership Dues and Registration Fees

May 4, 2001
I-01-08: Notice to FCM Members
Reduction of Assessment Fees

April 6, 2001
I-01-06: Amendments to Interpretive Notice Regarding Supervision of Telemarketing Activity

March 2, 2001
I-01-04: Proposed Amendments to NFA's Articles of Incorporation

February 9, 2001
I-01-02: Change In Personnel Will No Longer Be An Option To Avoid Adopting NFA Compliance Rule 2-9's Enhanced Supervisory Procedures

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