Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 09, 2002
I-02-25: Request for Public Director Nominations for NFA's Board of Directors

December 09, 2002
I-02-24: Notice of Annual Meeting and Notice of Nominated Individuals to NFA's Board of Directors and 2003 Nominating Committee

December 03, 2002
I-02-23: Reduction of Assessment Fees

November 08, 2002
I-02-22: NFA Announces 2002 Nominating Committee Recommendations

October 23, 2002
I-02-21: Notice I-02-21: Risk Disclosure Statement for Security Futures Products (Updated on October 23 at 1:00 p.m. CST)

October 02, 2002
I-02-20: Request for Information

September 24, 2002
I-02-19: NFA ADVISORY: Always verify funds or require checks to clear before allowing withdrawals

September 20, 2002
I-02-18: NFA Announces Town Hall Meeting in Ft. Lauderdale, Florida

September 17, 2002
I-02-17: The NFA Assessment Fee for Total Return Asset Contracts ("TRAKRSsm")

September 10, 2002
I-02-16: Board and Nominating Committee Members Whose Terms Will Expire at the 2003 Annual Election

August 29, 2002
I-02-15: NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401:Proficiency Requirements for Security Futures Products Interpretive Notice

July 25, 2002
I-02-14: Interpretive Notice Regarding Automated Order-Routing Systems

July 19, 2002
I-02-13: NFA announces two Web-based training programs for NFA Members

June 17, 2002
I-02-12: NFA Sponsors Anti-Money Laundering Seminars for Introducing Brokers

May 24, 2002
I-02-11: Request for Information

May 21, 2002
I-02-10: Reduction of Assessment Fees

April 23, 2002
I-02-09: NFA Adopts Amendment to NFA Compliance Rule 2-9 and a Related Interpretive Notice Requiring FCMs And IBs to Implement an Anti-Money Laundering Compliance Program

March 15, 2002
I-02-08: Online Registration System

March 01, 2002
I-02-07: Reduction of Assessment Fees

February 15, 2002
I-02-05: Amendments to NFA Code of Arbitration and Member Arbitration Rules

February 06, 2002
I-02-04: Request for Information

January 24, 2002
I-02-03: Notice of Annual Meeting and Notice of Recently Elected Members to NFA's Board of Directors and 2002 Nominating Committee

January 04, 2002
I-02-01: Notice of Annual Meeting

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