Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 19, 2003
I-03-19: Proficiency Requirements for Security Futures Products

December 10, 2003
I-03-18: USA PATRIOT Act Section 314(a) Information Requests

December 08, 2003
I-03-17: CPO Exemption Filing Requirement

December 05, 2003
I-03-16: Request for Public Director Nominations for NFA's Board of Directors

November 07, 2003
I-03-15: NFA Announces 2003 Nominating Committee Recommendations

October 02, 2003
I-03-14: New Forex Rules Will Become Effective on December 1, 2003

October 01, 2003
I-03-13: Allocation of Bunched Orders

September 18, 2003
I-03-12: OTC Transactions Subsequently Converted to Futures Subject to NFA's Assessment Fee Effective November 1, 2003

September 11, 2003
I-03-11: Request for Information

September 08, 2003
I-03-10: Board and Nominating Committee Members Whose Terms Will Expire at the 2004 Annual Election

July 24, 2003
I-03-09: Guidance for the Presentation of Performance Data and Disclosure for Commodity Trading Advisors

July 08, 2003
I-03-08: Allocation of Bunched Orders

June 16, 2003
I-03-07: How to Provide Disaster Recovery Contact Information to NFA if you are a Member IB, CPO, CTA or FCM for which NFA is the DSRO

June 16, 2003
I-03-06: How to Provide Disaster Recovery Contact Information to NFA if you are a Member FCM for which NFA is not the DSRO

April 28, 2003
I-03-05: New Requirements Will Become Effective on July 1, 2003

April 28, 2003
I-03-04: Amendment to NFA Financial Requirements

April 22, 2003
I-03-03: Department of Homeland Security warns FCMs about fraudulent check use

March 12, 2003
I-03-02: NFA/CFTC Eliminate Duplicate Filing Requirements for CPOs and CTAs

February 06, 2003
I-03-01: Current News from National Futures Association

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