FCM - Notices to Members
December 6, 2004
I-04-23: NFA develops questionnaires for writing anti-money laundering, business continuity, ethics training and privacy policies
November 30, 2004
I-04-22: Request for Public Director Nominations for NFA's Board of Directors
November 23, 2004
I-04-21: USA Patriot Act 314(a) Information Requests
November 11, 2004
I-04-20: NFA Announces 2004 Nominating Committee Recommendations
November 1, 2004
I-04-19: Request for Information
October 8, 2004
I-04-18: Harmonization of Customer Type Indicators
September 17, 2004
I-04-16: CFTC Adopts Risk-Based Capital Requirement (Effective September 30, 2004)
September 16, 2004
I-04-15: Board and Nominating Committee Members Whose Terms Will Expire at the 2005 Annual Election
August 24, 2004
I-04-14: Guidelines for Using NFA Publications in Member Promotional Material
May 21, 2004
I-04-13: Reduction of Membership Dues and Assessment Fees
March 8, 2004
I-04-12: Members are Required to Comply with the FCC's National Do-Not-Call Rules
February 17, 2004
I-04-11: Request for Information
February 10, 2004
I-04-10: Request for Information
February 6, 2004
I-04-07: Annual Regulatory Reminder for Futures Commission Merchants
January 22, 2004
I-04-03: Department of Treasury Issues Final Rule Requiring FCMs and IBs to File Suspicious Activity Reports
January 7, 2004
I-04-01: Notice of Annual Meeting and Notice of Nominated Individuals to NFA's Board of Directors and 2004 Nominating Committee