News & Notices | National Futures Association

FCM Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 19, 2006
I-06-21: Exemption Information Now Available on BASIC

December 13, 2006
I-06-20: Amended Interpretive Notice to Compliance Rule 2-9: FCM and IB Anti-Money Laundering Programs

November 27, 2006
I-06-18: Request for Public Director Nominations for NFA's Board of Directors

November 10, 2006
I-06-17: NFA Announces Nominations Made by the 2006 Nominating Committee

September 21, 2006
I-06-16: Request for Information

September 07, 2006
I-06-15: Board and Nominating Committee Members Whose Terms Will Expire at the 2007 Annual Election

August 08, 2006
I-06-14 REVISED: USA Patriot Act Special Due Diligence Program For Certain Foreign Accounts (Attention: Member FCMs and IBs)

August 01, 2006
I-06-13: Forex Dealer Member Requirements for Weekly Forex Reports and Bankruptcy Disclosure

May 04, 2006
I-06-11: Request for Information

May 01, 2006
I-06-10: Amendments to NFA Code of Arbitration and Member Arbitration Rules

April 25, 2006
I-06-09: Effective Date of Amendments to NFA Financial Requirements Sections 1, 5, and 11

February 21, 2006
I-06-08: Change in Forex Member Dues

February 02, 2006
I-06-04: Annual Regulatory Reminder for Futures Commission Merchants

January 24, 2006
I-06-02: Effective Date of Amendments to NFA Compliance Rule 2-10: Recordkeeping

January 10, 2006
I-06-01: Effective Date of Amendments to NFA Interpretive Notice Regarding Enhanced Supervisory Requirements

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