Notices to Members
December 20, 2007
I-07-48: Failure to Disclose Material Information on Registration Applications
December 18, 2007
I-07-47: New distribution policy for NFA Annual Review
December 7, 2007
I-07-46: Nominated Individuals to NFA's Board of Directors and 2008 Nominating Committee and Notice of Annual Meeting
December 4, 2007
I-07-45: NFA assessment fee reduction will become effective on January 1, 2008
November 14, 2007
I-07-44: NFA Announces Nominations Made by the 2007 Nominating Committee
November 7, 2007
I-07-43: Information regarding NFA's upcoming move to new office space
October 25, 2007
I-07-42: NFA proposes reduction in assessment fees
October 4, 2007
I-07-41: Effective Date of Amendments to NFA Compliance Rule 2-39
September 28, 2007
I-07-39: Effective Date of Amendments to NFA Financial Requirements Section 11 and the Interpretive Notice Entitled "Forex Transactions"
September 24, 2007
I-07-38: Regulatory Reminder: Associated Persons Registration Requirements
September 19, 2007
I-07-37: Effective Date of Amendments to Interpretive Notice to Compliance Rule 2-36(e) Regarding Supervision of the Use of Electronic Trading Systems
September 17, 2007
I-07-36: Amendments to NFA Code of Arbitration and Member Arbitration Rules
September 17, 2007
I-07-35: NFA's Board Adopts a New Interpretive Notice to Compliance Rule 2-4 Regarding Misuse of Trade Secrets and Proprietary Information
September 11, 2007
I-07-34: FinCEN Issues Final Rule Relating to Enhanced Due Diligence Requirements for Correspondent Accounts Maintained by Certain Foreign Banks
September 10, 2007
I-07-33: Board and Nominating Committee Members Whose Terms Will Expire at the 2008 Annual Election
August 28, 2007
I-07-32: Effective Date of Amendments to NFA Interpretive Notice Regarding Enhanced Supervisory Requirements
August 24, 2007
I-07-31: Proposed Amendments to NFA's Articles of Incorporation for Changes to NFA's Board of Directors
July 31, 2007
I-07-30: Request for Information
July 5, 2007
I-07-28: Request for Information
June 21, 2007
I-07-27: Amendments to NFA Code of Arbitration and Member Arbitration Rules
May 24, 2007
I-07-25: Disclosure of Conflicts of Interest by CPOs and CTAs
May 14, 2007
I-07-22: Request for Information
May 10, 2007
I-07-21: Request for Information
April 25, 2007
I-07-20: CFTC and FinCEN Issue Guidance on CIP Requirements with Respect to Give-up Arrangements
April 16, 2007
I-07-19: Effective Date of New Interpretive Notice Governing Electronic Trading Systems Used for Forex Transactions
March 28, 2007
I-07-18: Effective Date of Interpretive Notice NFA Compliance Rule 2-4: Disclosure Guidelines for FCMs Offering Sweep Accounts
March 28, 2007
I-07-17: Effective Date of Amendment to NFA Compliance Rule 2-10: Recordkeeping
March 23, 2007
I-07-16: Effective Date of Amendments to the Interpretive Notice Regarding Forex Transactions
March 7, 2007
I-07-15: Effective Date of New Compliance Rule 2-40 Regarding the Bulk Assignment or Liquidation of Forex Positions
March 6, 2007
I-07-14: Effective Date of Amendments to Forex Requirements
March 1, 2007
I-07-13: 2007 Daylight Saving Time Changes
February 12, 2007
I-07-12: Annual Regulatory Reminder for Independent Introducing Brokers
February 12, 2007
I-07-11: Annual Regulatory Reminder for Guaranteed Introducing Brokers
February 12, 2007
I-07-10: Annual Regulatory Reminder for Commodity Trading Advisors
February 12, 2007
I-07-09: Annual Regulatory Reminder for Commodity Pool Operators
February 12, 2007
I-07-08: Annual Regulatory Reminder for Futures Commission Merchants
February 2, 2007
I-07-07: CFTC Amends Its Regulations to Require Notices of Exemption or Exclusion from Part 4 Requirements Be Filed Electronically with NFA
January 29, 2007
I-07-06: BaFin prohibits Goran Kuzmanovic a/k/a N.Y. Trading Services from conducting brokerage and portfolio management activity in Germany
January 26, 2007
I-07-05: Effective Date of New Alternative Capital Requirement for Forex Dealer Members
January 23, 2007
I-07-04: Notice of Annual Meeting and Notice of Nominated Individuals to NFA's Board of Directors and 2007 Nominating Committee
January 23, 2007
I-07-03: Filing Deadline for CPOs Who Did Not Operate a Commodity Pool in Calendar Year 2006
January 22, 2007
I-07-02: Request for Information
January 18, 2007
I-07-01: Request for Information