Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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December 1, 2009
I-09-23: Nominated Individuals to NFA's Board of Directors and 2010 Nominating Committee and Notice of Annual Meeting

November 30, 2009
I-09-22: Update to WinJammer

November 30, 2009
I-09-21: NFA adds new questions to Annual Questionnaire to assess Member's futures-related business

November 23, 2009
I-09-20: Request for Public Director Nominations for NFA's Board of Directors

November 5, 2009
I-09-19: NFA Announces Nominations Made by the 2009 Nominating Committee (AMENDED)

September 24, 2009
I-09-18: Effective Date of Amendments to NFA Financial Requirements Sections 11 and 12 and the Interpretive Notice Regarding Forex Transactions

September 22, 2009
I-09-17: Effective Date of NFA Requirements Prohibiting Loans by Commodity Pools to CPOs and Related Entities

September 21, 2009
I-09-16: Proposed Amendments to NFA's Articles of Incorporation for Changes to the Structure of NFA's Board of Directors and Executive Committee

September 17, 2009
I-09-15: Amendments to NFA Code of Arbitration and Member Arbitration Rules

September 16, 2009
I-09-14: Board and Nominating Committee Members Whose Terms Will Expire at the 2010 Annual Election

June 1, 2009
I-09-13: NFA to launch updated version of its website on June 29

May 5, 2009
I-09-12: Revised Effective Date for Portions of NFA Compliance Rule 2-43(b)

April 28, 2009
I-09-11: Request for Information

April 13, 2009
I-09-10: Effective Date of NFA Requirements Regarding Forex Orders

March 26, 2009
I-09-09: Using NFA's Electronic Disclosure Document Filing System becomes mandatory for CPOs and CTAs

March 18, 2009
I-09-08: Proposed Amendments to NFA's Articles of Incorporation

February 26, 2009
I-09-07: Effective Date of NFA Forex Requirements

February 4, 2009
I-09-06: Notice of Annual Meeting

January 15, 2009
I-09-05: Annual Regulatory Reminder for Independent Introducing Brokers

January 15, 2009
I-09-04: Annual Regulatory Reminder for Guaranteed Introducing Brokers

January 15, 2009
I-09-03: Annual Regulatory Reminder for Futures Commission Merchants

January 15, 2009
I-09-02: Annual Regulatory Reminder for Commodity Pool Operators

January 15, 2009
I-09-01: Annual Regulatory Reminder for Commodity Trading Advisors

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