Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 22, 2010
I-10-30: Effective Date of NFA Compliance Rule 2-48 - Forex Dealer Member Trade Reporting System

December 09, 2010
I-10-29: NFA assessment fee increase will become effective on January 1, 2011

December 06, 2010
I-10-28: Nominated Individuals to NFA's Board of Directors and 2011 Nominating Committee

November 22, 2010
I-10-27: Request for Public Director Nominations for NFA's Board of Directors

November 16, 2010
I-10-26 - Revised: Effective Date of Changes to NFA's Enhanced Supervisory Requirements

November 16, 2010
I-10-25: NFA Announces Launch of New Web-based Anti-Money Laundering Procedures System

November 10, 2010
I-10-24: New Financial Reporting Requirements for NFA Forex Dealer Members

November 08, 2010
I-10-23: NFA Announces Nominations Made by the 2010 Nominating Committee

October 26, 2010
I-10-22: NFA proposes increase in assessment fees

October 13, 2010
I-10-21: NFA offers guidance on CFTC's final forex regulations

October 12, 2010
I-10-20: Effective Date of an Amendment to Code of Arbitration Section 20 - Other Legal Proceedings

October 04, 2010
I-10-19: Effective Date of Amendments to Bylaw 1301(b) - Assessment of Trades on Foreign Exchanges

September 07, 2010
I-10-18 - Revised: Effective Date of Changes to the Risk Disclosure Statement for Security Futures Contracts

September 01, 2010
I-10-17: NFA to begin accepting registration applications from forex firms and individuals on September 2

August 31, 2010
I-10-16: Board and Nominating Committee Members Whose Terms Will Expire at the 2011 Annual Election

July 28, 2010
I-10-15: Effective Date of Changes to NFA's Know-Your-Customer Requirements

July 21, 2010
I-10-14: Amendments to NFA Financial Requirements for Forex Dealer Members

July 01, 2010
I-10-13: Effective Date of Amendments to Bylaw 1302 - Rebate Claims for Overpayment of Dues and Assessments

May 11, 2010
I-10-12: NFA provides guidance for disclosure of business background information by commodity pool operators and commodity trading advisors

March 31, 2010
I-10-11: Effective Date of CFTC Financial Requirements for FCMs and IBs and Amendments to NFA Financial Requirements Section 1 Regarding Minimum Capital Requirements for FCMs

March 17, 2010
I-10-10: Effective Date of NFA Compliance Rule 2-46: CPO Quarterly Reporting Requirements

March 15, 2010
I-10-09: FinCEN Issues Guidance on Obtaining and Retaining Beneficial Ownership Information

February 03, 2010
I-10-08: FinCEN Adds Enhancements to its BSA E-Filing System

January 14, 2010
I-10-07: Annual Regulatory Reminder for Independent Introducing Brokers

January 14, 2010
I-10-06: Annual Regulatory Reminder for Guaranteed Introducing Brokers

January 14, 2010
I-10-05: Annual Regulatory Reminder for Futures Commission Merchants

January 14, 2010
I-10-04: Annual Regulatory Reminder for Commodity Pool Operators

January 14, 2010
I-10-03: Annual Regulatory Reminder for Commodity Trading Advisors

January 06, 2010
I-10-02: Reminder to all Members to complete new questions in Annual Questionnaire assessing Member's futures-related and off-exchange forex business

January 05, 2010
I-10-01: Effective Dates of NFA Requirements Regarding On-Line Advertising and Social Networking Groups

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