Notices to Members
December 27, 2012
I-12-37: Member Obligations Under NFA Bylaw 1101 with Respect to Certain IBs Afforded Temporary Registration No-Action Relief
December 20, 2012
I-12-36: Daily Segregated, Secured 30.7, Sequestered and Forex Statements for Federal Holidays
December 19, 2012
I-12-34: Guidance on Obligations Under NFA Bylaw 1101 for Commodity Pool Operator Members Advising Pools that are Registered Investment Companies
December 19, 2012
I-12-33: Application of NFA Assessment Fee to Proprietary Trading Firms that May Be Subject to CPO Registration
December 14, 2012
I-12-32: Ballot Enclosed for Voting in NFA's Annual Election in the IB Category
December 14, 2012
I-12-31: Ballot Enclosed for Voting in NFA's Annual Election in the CPO/CTA Category
November 28, 2012
I-12-29: NFA Financial Requirements Section 16 - Additional Reporting Requirements Guidance
November 26, 2012
I-12-28: Request for Public Director Nominations for NFA's Board of Directors
November 13, 2012
I-12-27: Forex Dealer Member Reports Under Financial Requirements Section 13 - Late Fees
November 9, 2012
I-12-26: NFA Announces Nominations Made by the 2012 Nominating Committee
October 8, 2012
I-12-25: Board and Nominating Committee Members Whose Terms Will Expire at the 2013 Annual Election
October 1, 2012
I-12-23: NFA Financial Requirements Section 16 Reporting Requirements Guidance
September 14, 2012
I-12-22: NFA's BASIC System - Public Display of FCM Financial Information
September 14, 2012
I-12-21: Chief Compliance Officer Requirements Become Effective for Certain FCMs on October 1, 2012
August 10, 2012
I-12-17: Pre-Dispute Arbitration Agreements Involving Disputes Related to CFTC Part 165 Whistleblower Rules
July 26, 2012
I-12-16: Effective Date of Technical Amendments to NFA's Forex Requirements
July 10, 2012
I-12-13: CPO Response Required
June 27, 2012
I-12-12: Guidance to Persons Operating or Advising Funds Pursuant to an Exemption under CFTC Regulation 4.13(a)(4)
June 27, 2012
I-12-11: New Filing Requirements - Segregated Investment Detail Reports
June 25, 2012
I-12-10: Guidance to Members Carrying Accounts for, or Transacting Business with Persons Exempt from Registration
June 5, 2012
I-12-08: The Financial Crimes Enforcement Network (FinCEN) Requires Electronic Filing of SARs and CTRs
March 20, 2012
I-12-05: FINRA announces increase in examination fees
January 26, 2012
I-12-03: Effective Date of NFA Interpretive Notice to NFA Compliance Rule 2-36 regarding Price Slippage and Price Requoting
January 25, 2012
I-12-02: Notice of Recently Elected Members to NFA's Board of Directors and 2012 Nominating Committee
January 13, 2012
I-12-01: Notice of Annual Meeting